{"id":6791,"date":"2019-01-24T15:16:18","date_gmt":"2019-01-24T21:16:18","guid":{"rendered":"https:\/\/www.investorlawyers.com\/?p=6791"},"modified":"2019-01-24T15:16:18","modified_gmt":"2019-01-24T21:16:18","slug":"securities-cases-massachusetts-charges-royal-alliance-over-unsuitable-investment-advice-ex-schwab-rep-is-fined-for-alleged-false-statements-and-texas-broker-accused-of-bank-fraud-gets-his-cfp-desi","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/securities-cases-massachusetts-charges-royal-alliance-over-unsuitable-investment-advice-ex-schwab-rep-is-fined-for-alleged-false-statements-and-texas-broker-accused-of-bank-fraud-gets-his-cfp-desi\/","title":{"rendered":"Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended"},"content":{"rendered":"<p>\t\t\t\t<strong>Former Centaurus Financial Broker\u2019s Certified Financial Planner Designation is Suspended <\/strong><\/p>\n<p>The <a href=\"https:\/\/www.cfp.net\" target=\"_blank\" rel=\"noopener noreferrer\">Certified Financial Planner Board of Standards<\/a> has suspended Texas broker\u2019s Larry J. Templin\u2019s CFP designation. The interim suspension comes after Templin, who is accused of bank fraud, refused to provide the <a href=\"http:\/\/www.finra.org\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority <\/a>(Finra) with information related to the allegations against him.<\/p>\n<p>Templin was a Centaurus Financial broker until last year when he was fired by the Texas-based brokerage firm. Previously, he was registered with USAllianz Securities and First Global Capital, which are both headquartered in Texas. Templin worked in the securities industry for over 20 years.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/securities-cases-massachusetts-charges-royal-alliance-over-unsuitable-investment-advice-ex-schwab-rep-is-fined-for-alleged-false-statements-and-texas-broker-accused-of-bank-fraud-gets-his-cfp-desi\/\"  title=\"Continue Reading Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Former Centaurus Financial Broker\u2019s Certified Financial Planner Designation is Suspended The Certified Financial Planner Board of Standards has suspended Texas broker\u2019s Larry J. Templin\u2019s CFP designation. The interim suspension comes after Templin, who is accused of bank fraud, refused to provide the Financial Industry Regulatory Authority (Finra) with information related to the allegations against him. [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":5034,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3781,3738,1],"tags":[3258,3259,3260,3261,3262,3263],"class_list":["post-6791","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-investment-advisers","category-investor-fraud","category-uncategorized","tag-centaurus-financial","tag-charles-schwab","tag-deming-payne","tag-larry-templin","tag-royall-alliance","tag-steven-davis"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended &#8212; Investor Lawyers Blog &#8212; January 24, 2019<\/title>\n<meta name=\"description\" content=\"Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/securities-cases-massachusetts-charges-royal-alliance-over-unsuitable-investment-advice-ex-schwab-rep-is-fined-for-alleged-false-statements-and-texas-broker-accused-of-bank-fraud-gets-his-cfp-desi\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Securities Cases: Massachusetts Charges Royal Alliance Over Unsuitable Investment Advice, Ex-Schwab Rep. is Fined For Alleged False Statements, and Texas Broker Accused of Bank Fraud Gets His CFP Designation Suspended &#8212; 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