{"id":6947,"date":"2019-04-24T14:40:35","date_gmt":"2019-04-24T19:40:35","guid":{"rendered":"https:\/\/www.investorlawyers.com\/?p=6947"},"modified":"2019-04-24T14:40:35","modified_gmt":"2019-04-24T19:40:35","slug":"hundreds-of-retail-investors-harmed-in-two-separate-fraud-cases","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/hundreds-of-retail-investors-harmed-in-two-separate-fraud-cases\/","title":{"rendered":"Hundreds of Retail Investors Harmed in Two Separate Fraud Cases"},"content":{"rendered":"<p>\t\t\t\tThe <a href=\"https:\/\/www.sec.gov\" target=\"_blank\" rel=\"noopener noreferrer\">US Securities and Exchange Commission (SEC) <\/a>has filed civil <a href=\"https:\/\/www.sec.gov\/litigation\/litreleases\/2019\/lr24446.htm\" target=\"_blank\" rel=\"noopener noreferrer\">fraud charge<\/a>s accusing 15 people of either \u201cacting as unregistered brokers\u201d or \u201caiding-and-abetting\u201d this kind of activity related to the solicitation of microcap issuer Intertech Solution\u2019s \u201cunregistered and fraudulent securities offerings.\u201d Already, 11 of the defendants have consented to the entry of final judgments but without denying or admitting to wrongdoing.<\/p>\n<p><strong><em>The 15 individuals are:<\/em><\/strong><\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li>Daniel Broyles<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/hundreds-of-retail-investors-harmed-in-two-separate-fraud-cases\/\"  title=\"Continue Reading Hundreds of Retail Investors Harmed in Two Separate Fraud Cases\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The US Securities and Exchange Commission (SEC) has filed civil fraud charges accusing 15 people of either \u201cacting as unregistered brokers\u201d or \u201caiding-and-abetting\u201d this kind of activity related to the solicitation of microcap issuer Intertech Solution\u2019s \u201cunregistered and fraudulent securities offerings.\u201d Already, 11 of the defendants have consented to the entry of final judgments but [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":6736,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3738,3962,3772,3760],"tags":[],"class_list":["post-6947","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-investor-fraud","category-microcap-market-fraud","category-private-placements","category-sec-enforcement"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Hundreds of Retail Investors Harmed in Two Separate Fraud Cases &#8212; Investor Lawyers Blog &#8212; April 24, 2019<\/title>\n<meta name=\"description\" content=\"The SEC has filed civil fraud charges accusing 15 people of acting as unregistered brokers related to Intertech Solution\u2019s securities.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/hundreds-of-retail-investors-harmed-in-two-separate-fraud-cases\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Hundreds of Retail Investors Harmed in Two Separate Fraud Cases &#8212; Investor Lawyers Blog &#8212; April 24, 2019\" \/>\n<meta name=\"twitter:description\" content=\"The SEC has filed civil fraud charges accusing 15 people of acting as unregistered brokers related to Intertech Solution\u2019s securities.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/12\/12.17.18.jpeg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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