{"id":7121,"date":"2019-05-24T11:32:06","date_gmt":"2019-05-24T16:32:06","guid":{"rendered":"https:\/\/www.investorlawyers.com\/?p=7121"},"modified":"2019-05-24T11:32:06","modified_gmt":"2019-05-24T16:32:06","slug":"former-lpl-financial-broker-barred","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/","title":{"rendered":"Former LPL Financial Broker is Barred from the Securities Industry"},"content":{"rendered":"<p>\t\t\t\tOn May 17, 2019, the Financial Industry Regulatory Authority (\u201cFINRA\u201d) issued a permanent bar against former Pennsylvania LPL Financial representative Philip John Nalesnik.<\/p>\n<p>According to <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/4561380\">FINRA\u2019s BrokerCheck records<\/a>, Nalesnik was in the securities industry for roughly 17 years, from 2002 until he was kicked out in 2019.\u00a0 Nalesnik previously worked at IDS Life Insurance Company, American Express Financial Advisors, CCO Investment Advisors and, for almost a decade, LPL Financial, LLC.<\/p>\n<p>Prior to receiving his FINRA bar, Nalesnik had a very questionable regulatory history.\u00a0 Nalesnik\u2019s CRD shows that he has had at least five customer complaints, one criminal complaint, at least two tax liens and a personal bankruptcy, much of which happened while Nalesnik was a registered representative of LPL Financial.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/\"  title=\"Continue Reading Former LPL Financial Broker is Barred from the Securities Industry\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>On May 17, 2019, the Financial Industry Regulatory Authority (\u201cFINRA\u201d) issued a permanent bar against former Pennsylvania LPL Financial representative Philip John Nalesnik. According to FINRA\u2019s BrokerCheck records, Nalesnik was in the securities industry for roughly 17 years, from 2002 until he was kicked out in 2019.\u00a0 Nalesnik previously worked at IDS Life Insurance Company, [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":6607,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3773,3783,3739,4049],"tags":[3026,3067,3420],"class_list":["post-7121","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-broker-fraud","category-broker-misconduct","category-finra","category-industry-bars","tag-broker-fraud","tag-lpl-financial","tag-philip-john-nalesnik"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Former LPL Financial Broker is Barred from the Securities Industry &#8212; Investor Lawyers Blog &#8212; May 24, 2019<\/title>\n<meta name=\"description\" content=\"On May 17, 2019, FINRA issued a permanent bar against former Pennsylvania LPL Financial representative Philip John Nalesnik.\u00a0\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former LPL Financial Broker is Barred from the Securities Industry &#8212; Investor Lawyers Blog &#8212; May 24, 2019\" \/>\n<meta name=\"twitter:description\" content=\"On May 17, 2019, FINRA issued a permanent bar against former Pennsylvania LPL Financial representative Philip John Nalesnik.\u00a0\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/10.8.18.jpeg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; 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Kantas, LLP","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/#article","isPartOf":{"@id":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/"},"author":{"name":"Shepherd Smith Edwards &amp; Kantas, LLP","@id":"https:\/\/www.investorlawyers.com\/blog\/#\/schema\/person\/e0240e0754684b69f7d6a7de1b9f1431"},"headline":"Former LPL Financial Broker is Barred from the Securities Industry","datePublished":"2019-05-24T16:32:06+00:00","mainEntityOfPage":{"@id":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/"},"wordCount":351,"image":{"@id":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/#primaryimage"},"thumbnailUrl":"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/10.8.18.jpeg","keywords":["broker fraud","LPL Financial","Philip John Nalesnik"],"articleSection":["Broker Fraud","Broker Misconduct","FINRA","Industry Bars"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/","url":"https:\/\/www.investorlawyers.com\/blog\/former-lpl-financial-broker-barred\/","name":"Former LPL Financial Broker is Barred from the Securities Industry &#8212; 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