{"id":7257,"date":"2019-07-09T11:48:38","date_gmt":"2019-07-09T16:48:38","guid":{"rendered":"https:\/\/www.investorlawyers.com\/?p=7257"},"modified":"2019-07-09T11:48:38","modified_gmt":"2019-07-09T16:48:38","slug":"legend-securities-to-pay-almost-967k-to-investor","status":"publish","type":"post","link":"https:\/\/www.investorlawyers.com\/blog\/legend-securities-to-pay-almost-967k-to-investor\/","title":{"rendered":"Legend Securities to Pay Almost $967K to Investor"},"content":{"rendered":"<p>\t\t\t\tA <a href=\"http:\/\/www.finra.org\" target=\"_blank\" rel=\"noopener noreferrer\">Financial Industry Regulatory Authority (FINRA) <\/a>panel is ordering <a href=\"https:\/\/www.investorlawyers.com\/?s=legend+securities\" target=\"_blank\" rel=\"noopener noreferrer\">Legend Securities<\/a>, CEO Anthony Fusco, and three of the firm\u2019s former brokers to pay one investor $966,708 in damages. Legend Securities was expelled by the self-regulatory authority two years ago and is no longer in operation.<\/p>\n<p>The claimant, Frederick Blake, alleged the following:<\/p>\n<ul>\n<li style=\"list-style-type: none;\">\n<ul>\n<li><a href=\"https:\/\/www.investorlawyers.com\/investor-claims\/broker-misconduct\/churning\/\" target=\"_blank\" rel=\"noopener noreferrer\">Churning<\/a><\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.investorlawyers.com\/blog\/legend-securities-to-pay-almost-967k-to-investor\/\"  title=\"Continue Reading Legend Securities to Pay Almost $967K to Investor\" class=\"more-link\">Continue Reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>A Financial Industry Regulatory Authority (FINRA) panel is ordering Legend Securities, CEO Anthony Fusco, and three of the firm\u2019s former brokers to pay one investor $966,708 in damages. Legend Securities was expelled by the self-regulatory authority two years ago and is no longer in operation. The claimant, Frederick Blake, alleged the following: Churning Continue Reading [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":6622,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"footnotes":""},"categories":[3923,3773,3783,3774,3777],"tags":[4074,4075,4076,3205,4077],"class_list":["post-7257","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-accounting-fraud","category-broker-fraud","category-broker-misconduct","category-broker-dealers","category-inadequate-supervision","tag-anthony-fusco","tag-bernardo-misseri","tag-brian-keith-decker","tag-legend-securities","tag-steven-john-meyer"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Legend Securities to Pay Almost $967K to Investor &#8212; Investor Lawyers Blog &#8212; July 9, 2019<\/title>\n<meta name=\"description\" content=\"A FINRA panel is ordering Legend Securities, CEO Anthony Fusco, and three of the firm\u2019s former brokers to pay one investor $966,708 in damages.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.investorlawyers.com\/blog\/legend-securities-to-pay-almost-967k-to-investor\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Legend Securities to Pay Almost $967K to Investor &#8212; Investor Lawyers Blog &#8212; July 9, 2019\" \/>\n<meta name=\"twitter:description\" content=\"A FINRA panel is ordering Legend Securities, CEO Anthony Fusco, and three of the firm\u2019s former brokers to pay one investor $966,708 in damages.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.investorlawyers.com\/blog\/wp-content\/uploads\/2018\/10\/10.18.18.jpeg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Shepherd Smith Edwards &amp; Kantas, LLP\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Legend Securities to Pay Almost $967K to Investor &#8212; Investor Lawyers Blog &#8212; July 9, 2019","description":"A FINRA panel is ordering Legend Securities, CEO Anthony Fusco, and three of the firm\u2019s former brokers to pay one investor $966,708 in damages.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.investorlawyers.com\/blog\/legend-securities-to-pay-almost-967k-to-investor\/","twitter_card":"summary_large_image","twitter_title":"Legend Securities to Pay Almost $967K to Investor &#8212; 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