Justia Lawyer Rating
Super Lawyers - Rising Stars Kirk G. Smith
Super Lawyers Samuel B. Edwards
Super Lawyers William S. Shephard
Texas Bar Today Top 10 Blog Post
Avvo Rating. Samuel Edwards. Top Attorney
Lawyers Of Distinction 2018

San Diego Securities Fraud Attorneys

Located on the Pacific Ocean coastline, San Diego is California’s second-largest city. It is famous for its idyllic climate, 70 miles of beaches, varied topography, and some of the country’s most popular attractions including LEGOLAND California, SeaWorld San Diego, and the San Diego Zoo.

A melting pot of cultures, lifestyles, and industries, San Diego County borders Mexico and is a popular tourist destination, as well as a place to live and work. It is also the home of Major League Baseball’s San Diego Padres.

Shepherd Smith Edwards and Kantas (SSEK Law Firm) represent investors including retail investors, retirees, senior investors, veterans, high net worth individual investors, and institutional investors who have suffered losses due to broker fraud or negligence.

Our San Diego County securities fraud attorneys and other team members have a combined over 100 years of legal experience in securities law and the securities industry. SSEK Law Firm has helped thousands of investors to recover their financial losses and other damages.

Experienced San Diego Broker Fraud Law Firm Fighting For Investors

Pursuing a claim to recover losses and damages caused by an investment advisor or broker fraud or negligence can be tough. This type of case can be even harder to prove. This is why you need to have skilled California securities lawyers advocating on your behalf.

At SSEK Law Firm, we understand both the emotional devastation and financial toll that can come with losing your hard-earned money because a financial professional you trusted to manage, preserve, or grow your funds mismanaged or misappropriated them instead. Should we decide to work together, our knowledgeable legal team will be there for you every step of the way, including:

  • Taking action to prevent further investment losses caused by fraud or negligence.
  • Addressing your questions or concerns.
  • Preparing your investor fraud complaint.
  • Filing your claim in a Financial Industry Regulatory Authority (FINRA) arbitration.
  • Representing you at the arbitration hearing, where we will fight for your financial recovery.

Our savvy investment fraud attorneys in San Diego have represented investors for 30 years. SSEK Law Firm has recovered many millions of dollars on our clients’ behalf, including from the largest brokerage firms on Wall Street.

A Broker Fraud Complaint is not a Claim to Pursue Without Seasoned Legal Help

Although California’s Broker-Dealer and Investment Adviser Division (BDIA) is there to regulate the securities industry, broker fraud and negligence happen all the time.

Granted, the state’s Enforcement Division (ENF) is there to file civil actions against offenders. However, your best chance of obtaining and maximizing your recovery is to hire a seasoned San Diego County broker-dealer law firm focused on protecting your interests.

SSEK Law Firm has secured settlements for investors in all types of securities claims, including those involving misrepresentations and omissions, churning, fraud, negligence, failure to supervise, and much more. Over 90% of our clients have recovered all or part of their investment losses.

Representing Retirees, Seniors, and Veterans Throughout San Diego County

Not only is San Diego home to a robust retirement community, but at least 240,000 of these residents are US veterans. With a number of Marine Corps and Navy Bases headquartered in San Diego County, it has the largest concentration of military personnel in the country.

Unfortunately, there are stockbrokers and investment advisers who will take advantage of a retiree or veteran’s savings by making unsuitable investment recommendations or overconcentrating their portfolios in high-risk investments in order to earn more commissions.

Our San Diego elder financial abuse lawyers and our retirement losses attorneys are here to help older investors and military veterans in recouping such losses.

A Trusted California Securities Law Firm

SSEK Law Firm represents investors throughout Southern California. In San Diego County, we work with investors not just in the city of San Diego, but also in the surrounding areas including:

  • Carlsbad
  • Escondido
  • Encinitas
  • Oceanside
  • Vista
  • Julian
  • San Marcos
  • Solana Beach
  • Del Mar
  • Camp Pendleton North

Contact us online or call our San Diego office at (619) 550-4847 to schedule your free, no-obligation case consultation.

Client Reviews
★★★★★
"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.
★★★★★
"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient and I never felt rushed. I have already told friends how wonderful he is." L.R.
★★★★★
"I want you to know that I very much appreciate your expertise, hard work and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M. L.
Contact Us
  1. 1 Free Consultation
  2. 2 No Recovery, No Fee
  3. 3 Over 100 Years Experience

Fill out the contact form or call us at (800) 259-9010 to schedule your free consultation.