Close

Articles Posted in DMS Advisors

Updated:

SEC Accuses Pennsylvania Broker of $3.2M Securities Fraud Involving 120 Investors

The U.S. Securities and Exchange Commission has put out an emergency asset freeze against Peter Kohli, a former broker. According to the regulator, the Pennsylvania resident bilked at least 120 investors when he fraudulently raised over $3.2M from them between 2012 and 2015. The regulator attributes the funds collapse to…

Contact Us
Live Chat