Denver Office

1700 Lincoln St #2710
Denver, CO 80203
Map and Driving Directions

Phone: (720) 439-2827

Office Hours: 8 AM to 6 PM (Mountain Daylight Time / GMT-6)

Savvy Securities Lawyers in Denver Helping Investors Recover Their Losses 

For 30 years, our experienced Denver securities attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm) have represented investors throughout the capital and the state, including in Colorado Springs, Fort Collins, Aurora, Lakewood, Arvada, Westminster, and Thornton.

SSEK Law Firm works with retail investors, senior investors, and high net worth individual investors to recover their investment losses caused by the misconduct or negligence of brokerage firms and their registered representatives.

Are You a Victim of Securities Fraud? Contact Our Denver Securities Law Firm

With all its rules and regulations, the Colorado Division of Securities is there to protect investors. The Colorado Securities Act is supposed to ensure that financial professionals who offer and sell securities in the state are properly licensed. Yet securities fraud and investment advisor fraud happen all the time and may include:

It can be hard to know whether broker fraud or negligence has occurred. Was normal market activity the cause of your investment losses, or did your broker engage in misconduct, making you vulnerable to losing money that you wouldn’t have otherwise? Were you the victim of misappropriation? Did your financial advisor mismanage your account?

This is why it is so important that you speak with knowledgeable Denver securities lawyers. We know how to identify the signs of investment fraud and can help you take steps to stop further losses from happening.

We can file your claim for damages through the process of Financial Industry Regulatory Authority (FINRA) arbitration. This is not the type of case you want to pursue without an accomplished legal team fighting for you and protecting your rights.

State securities regulators, the US Securities and Exchange Commission (SEC), and FINRA will go after bad brokers and their firms, even obtaining disgorgement of ill-gotten gains in numerous cases. But what is often recovered is nominal and will have to be shared among all those who suffered losses.

Hiring a skilled Denver investment fraud law firm to represent you and your interests is the only way to increase your chances of maximizing your recovery.

Denver Retirees Are Vulnerable to Elder Financial Abuse 

As a state, Colorado is consistently ranked as one of the best places to retire and boasts a robust community of seniors and early retirees.

Unfortunately, some bad brokers will try to take advantage of senior investors’ healthy retirement funds by over concentrating their portfolios or investing their money in high-risk securities. Seniors with dementia or other impairments are also a target of financial advisers seeking to steal a client's funds.

The consequences can be devastating for a retiree or senior investor to lose money due to stockbroker fraud at this late stage in life. Our Denver elder financial abuse attorneys and skilled retirement losses lawyers are here to help.

Experienced Broker Fraud Attorneys in Denver Who Will Fight For You 

SSEK Law Firm has represented thousands of investors, recovering millions of dollars through FINRA arbitration, litigation, and mediation. Over 90% of those who have retained our services have recovered all or part of their losses.

Our Denver securities law firm is comprised of a team of lawyers, consultants, and others with over 100 years of combined experience in securities law and the securities industry. We have gone up against the largest brokerage firms on Wall Street on behalf of our clients and won.

Call our Denver office at (720) 439-2827 to request your free case assessment or fill out the contact form below:

Client Reviews
★★★★★
"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self-respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.
★★★★★
"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.
★★★★★
"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.
★★★★★
"Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional." A.G.
★★★★★
"Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm." S.M.