Institutional Investor Claims

As the person in charge of investments at your business or government entity, you go out of your way to carry out your obligations for the people that count on you. You even sought professional guidance assuming that you were provided with investing advice that was in your best interests.

Sadly, this did not happen. Instead, your business or government body may now be grappling with huge financial losses caused by the negligent, careless, or fraudulent actions of your financial advisor and their broker-dealer.

Unfortunately, it is not unusual for the external investing professionals that you hired to give you sound counsel to, in fact, have provided you with conflicting information. This may include making unsuitable investment recommendations or conducting trades that earned the broker and their firm high commissions while causing you significant losses.

You may have even relied on and trusted sales pitches that painted a rosy picture but that failed to disclose the pitfalls and conflicts of interest while misrepresenting other material facts involved.

Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com), has spent more than 30 years fighting for the financial recovery of institutional investors all over the United States. Our seasoned institutional investment fraud attorneys represent municipalities, pension funds, endowment funds, hedge funds, charitable organizations, commercial trusts, private equity investors, corporations, retirement plans, and other institutional investors in their fraud claims against broker-dealers and their financial advisors. Call our law firm today at (800)-259-9010.

Corporate and Other Business Entities

Municipal Bond Underwriting

Pension Funds

Professional Trader Claims

SSEK Law Firm understands that institutional investors are not the same as retail investors, which is why it is our savvy investment fraud attorneys that will be representing you should we agree to work together. We have more than a century’s worth of combined experience in securities law and the securities industry.

Our committed securities litigation and arbitration attorneys can determine whether your financial advisor fulfilled their fiduciary duty to you and acted in your best interests or if they should be held accountable for the financial harm you have suffered.

Not all institutional investors are the same, which is why at SSEK Law Firm our attorneys have the experience, skillset, and knowledge to represent each client according to their specific needs. We know how to identify what went wrong and can establish a solid plan of attack to seek redress for the identified wrongs whether through litigation, mediation, or arbitration.

We at SSEK Law Firm can make presentations to committees and advisory boards with an eye towards explaining what went wrong and how the entity in question was misled by the third party advisor and their financial firm. This is all done as part of our due diligence.

Part of the services we provide is the preparation of these presentations for the Board and/or any administrators. At your request, we would visit and explain what went wrong and identify any acts and omissions of the underwriter that negatively impacted your municipality.

SSEK Law Firm also represents high net worth individual investors and ultra-high-net-worth individuals in their securities litigation and FINRA arbitration claims against broker-dealers. A high net worth individual investor has at least $1M in liquid assets. An ultra-high net worth individual investor has at least $30M in investable assets.

SSEK Law Firm has represented thousands of clients in over 1000 matters in courtrooms, before arbitration panels, and in negotiating rooms all over the country. When warranted we will partner with attorneys at an investor’s home state or town out of our own pocket.

Over the years, SSEK Law Firm has recovered many million dollars on investors’ behalf. Call (800) 259-9010 or contact us online and request your free, no-obligation consultation today.