Institutional Investor Claims

As the CFO of a Company, a Bank or a Credit Union, Board member of a Municipality, or Trustee in charge of a Pension Fund, you work hard to fulfill your obligations for the people that count on you. In that quest you sought professional guidance assuming you would receive guidance that was in your entity's best interest. That is not always the case. Its not unusual that the outside professionals you hired to give you sound advice, actually gave you conflicted information. Sales pitches that painted a rosy picture without disclosure of pitfalls and conflicts of interest.

Corporate and Other Business Entities

Municipal Bond Underwriting

Pension Funds