Item: Shepherd Smith Edwards & Kantas, LLP
Rating: 5
Author: M.B.

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Index
About Our Firm
Our Attorneys
- William S. Shepherd
- Kirk G. Smith
- Samuel B. Edwards
- David W. Miller
- Luis J. Acevedo-Bengoechea
- Ryan S. Cook
- Tanya C. Edwards
- Robert A. Kantas
Our Staff
Investment Practice
- Stockbroker Fraud & Investor Claims
  - Breach of Contract
  - Breach of Fiduciary Duty
  - Broker Misconduct Claims
  - Brokerage Firm Arbitration
    - Advisor Group
    - Affinity Fraud
    - AIG SunAmerica Background Information
    - Ameriprise Financial, Inc.
    - Bank of America: Key Acquisitions
    - Centaurus Financial
    - Center Street Securities
    - Cetera Financial Group
    - Citigroup Background Information
    - David Lerner Associates
    - Did You Lose Money on Investments With JP Turner and Centaurus Through Rick Mantei, Cindy Chiellini, Atul Makharia or Others?
    - Ed Turley, Ex JP Morgan Broker
    - Edward Jones & Co
    - Emerson Equity
    - Fidelity Investments
    - FSC Securities Corp.
    - Goldman Sachs
    - Jefferies & Company Background Information
    - JPMorgan Chase Auto Callable Contingent Interest Notes Linked to the S&P GSCI® Crude Oil Index Excess Return
    - JPMorgan Chase
    - Kestra Investment Services
    - Ladenburg Thalman
    - LPL Financial
    - Merrill Lynch, Pierce, Fenner & Smith Inc (BofA Securities and Merrill)
    - MetLife Securities, Inc. Background Information
    - MML Investors Services
    - Monex Securities
    - Morgan Stanley Background Information
    - Newbridge Securities Corp.
    - NEXT Financial Group, Inc.
    - Oppenheimer & Co.
    - Pacific Life
    - Raymond James Financial Incorporated
    - RBC Capital Markets
    - Skyloft Austin Student Housing by Nelson Partners
    - Triad Advisors
    - UBS AG and Entities
    - Wells Fargo Securities
    - Western International Securities
    - Private Equity Fund Fraud and How Our Experienced Brokerage Firm Arbitration Lawyers Can Help
    - Regulation D Private Placements and How They Can The Lead To Investor Losses
  - Investments, Securities, Stocks & Bonds
  - Common Investment Verbiage
  - Churning
  - Elder Financial Abuse by Brokers and Investment Advisers
  - Failure to Execute Trades & Orders
  - Failure to Supervise
  - FINRA & NASD
    - What Is a FINRA Lawyer
    - Houston FINRA Attorneys
    - Houston FINRA Attorneys
  - Hedge Fund Losses Caused by Fraud or Negligence
  - How Do I Sue My Broker Through FINRA Arbitration?
  - Margin Account or Securities-Backed Lines of Credit (SBLOC) Abuse
  - Margin Trading and Its Risks
  - Misrepresentations & Omissions
  - Negligence
  - Overconcentration
  - Ponzi Scams
  - Pump and Dump Scams
  - Registration Violations
  - Retirement Investment Losses
  - Securities and Exchange Commission: Overview
  - Securities Lawyers
  - Selling Away
  - The Difference Between Solicited Trades & Unsolicited Trades
  - Unauthorized Trading
  - Unsuitability
- Financial Product Failures
- Institutional Investor Claims
  - Corporate and Other Business Entities
  - Hedge Fund and Algorithmic Trading Fraud
  - Municipal Bond Underwriting
  - Pension Funds
  - Professional Trader Claims
Español
- Acerca de Nosotros
- Áreas de Práctica
- Tendencias Actuales
- Preguntas Frecuentes
- Contáctenos
- Opiniones de Clientes
Videos
- Recover GWG L Bond Losses | Securities Lawyers of Shepherd Smith Edwards and Kantas Can Help You!
- Shepherd, Smith, Edwards, & Kantas - Investment Fraud & Securities Lawyers - FINRA Arbitrations
- About Shepherd, Smith, Edwards & Kantas - From Our Partner, Kirk Smith
- GPB Capital Holdings Products, Losses and Current Lawsuits
- What Are Non-Traded REITs and Private REITs?
- What Is the UBS Yield Enhancement Strategy (YES)?
- Sept. 2021 - Actualización para Inversionistas de Northstar Financial Services (Bermuda)
- Northstar Financial Services (Bermuda)
- Is a Prospectus Legally Binding?
- Is a Securities Firm Liable for the Actions of Its Brokers?
- Should Investors Purchase Limited Partnerships?
- What Are Market Adjusted Damages?
- What Are the Benefits of a Securities Class Action?
- What Are the Advantages and Risks of Owning Preferred Stock?
- What Are Structured Finance Products?
- What Are the Risks of Using Leverage?
- What Are the Most Important Parts of Account Opening Documents?
- What Does Suitability and Unsuitability Mean in a Securities Arbitration Case?
- What Is a CMO - Collateralized Mortgage Obligation?
- What is a CDO - Collateralized Debt Obligation?
- What Does the Term Asset Allocation Mean?
- What Is a Whistleblower?
- What Is the Difference Between Sophisticated and Accredited Investors?
- What Is a Private Placement and What Are Some Examples?
- What Is Affinity Fraud?
- What Is an Equity Indexed Annuity?
- What Is FINRA and What Can FINRA Do for Securities Litigation?
- What Is Churning?
- What Is an Alternative Investment?
- What Is Margin in Investments?
- What Is Meant by the Term Cost Equity Ratio When Related to Churning?
- What Is Meant by the Term Investment Objectives?
- What Is Meant by the Term Pump and Dump?
- What Is Rescission?
- What Is Selling Away?
- What Is the Difference Between a Broker and a Registered Investment Advisor (RIA)?
- What Is the Difference Between a Misrepresentation and an Omission?
- What Is the Difference Between Statutes of Limitation and the Eligibility Rule in FINRA Arbitration?
- What Is the Difference Between Stock and Equities?
- What Is Unauthorized Trading?
- Where Will a FINRA Securities Arbitration Take Place?
- Who Are Typical Defendants in Securities Litigation?
- Can Elder Abuse Laws Apply to Securities Claims and Disputes?
- Are Alternative Investments Generally Unsuitable for Individual Investors?
- SSEKLAW UBS Puerto Rico
- How Will Rising Interest Rates Affect My Bond Mutual Funds?
- GWG Holdings Losses - GWG L Bonds Investors - How Do You Recover Your Losses in L Bonds?
- Kirk Smith | Securities Litigation Attorney of Shepherd Smith Edwards and Kantas
- High Yield
- Shepherd Smith Edwards and Kantas | Securities & Investment Fraud Lawyers| Recover Your Losses Today
- Meet The Securities Attorneys of Shepherd Smith Edwards & Kantas | Houston Securities Fraud Lawyers
- Smith Edwards and Kantas can Help You Recover Your Investment Losses | Houston Securities Law Firm
Resources
- Common Mistakes Investors Make in Dealing With Brokers
- How Investors Got Into Trouble With Annuities
- Index Annuities
- Lost Retirement Savings
- Securities Fraud Case Studies
- Securities Fraud Websites
- Arbitration Information
- Why Securities Regulators Can't Help Defrauded Investors
- FINRA Members
  - FINRA Members A
    - FINRA Members A - Page 2
  - FINRA Members B
    - FINRA Members B - Page 2
  - FINRA Members C
    - FINRA Members C - Page 2
    - FINRA Members C - Page 3
    - FINRA Members C - Page 4
    - FINRA Members C - Page 5
  - FINRA Members D
  - FINRA Members E
  - FINRA Members F
  - FINRA Members G
  - FINRA Members H
  - FINRA Members I
  - FINRA Members J
  - FINRA Members K
  - FINRA Members L
  - FINRA Members M
  - FINRA Members N
  - FINRA Members O
  - FINRA Members P
  - FINRA Members Q
  - FINRA Members R
  - FINRA Members S
    - FINRA Members S - Page 2
    - FINRA Members S - Page 3
    - FINRA Members S - Page 4
  - FINRA Members T
  - FINRA Members U
  - FINRA Members V
  - FINRA Members W
  - FINRA Members X
  - FINRA Members Y
  - FINRA Members Z
- SSEK Law Firm's Update to Investors During the COVID-19 Coronavirus Pandemic
- CONDUSEF
FAQs
- Stockbroker FAQs
- Investment Fraud FAQs
- General FAQs
- FINRA Arbitration FAQs
- Northstar Bermuda FAQs
- Northstar Bermuda に関するよくあるご質問
- 北极星百慕大常见问题解答
Client Reviews
Office Locations
- Main Office
- Western Colorado Office
- Denver Office
- Portland Office
- Gulfport Office
- Tampa Office
- San Diego Office
- Chicago Office
- Buffalo Office
- Dallas Office
- New Orleans Office
- Lexington Office
- San Francisco Office
Contact Us
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The Public Investors Advocate Bar Association
Attorney Referrals
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Colorado Offices
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★★★★★

"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self-respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.

"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

"Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional." A.G.

"Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm." S.M.

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