Item: Shepherd Smith Edwards & Kantas, LLP
Rating: 5
Author: M.B.

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Index
About Us
Our Attorneys
- William S. Shepherd
- Kirk G. Smith
- Samuel B. Edwards
- David W. Miller
- Luis J. Acevedo-Bengoechea
- Ryan S. Cook
- Tanya C. Edwards
- Robert A. Kantas
Our Staff
Investment Practice
- Stockbroker Fraud & Investor Claims
  - Affinity Fraud
  - Breach of Contract
  - Breach of Fiduciary Duty
  - Brokerage Firm Arbitration
    - Advisor Group
    - AIG SunAmerica Background Information
    - Ameriprise Financial, Inc.
    - Bank of America: Key Acquisitions
    - Cetera Financial Group
    - Citigroup Background Information
    - David Lerner Associates
    - Did You Lose Money on Investments With JP Turner and Centaurus Through Rick Mantei, Cindy Chiellini, Atul Makharia or Others?
    - Edward Jones & Co
    - Goldman Sachs
    - Jefferies & Company Background Information
    - JP Morgan Chase Background Information
    - Kestra Investment Services
    - Ladenburg Thalman
    - LPL Financial Holdings Inc.
    - Merrill Lynch, Pierce, Fenner & Smith Inc (BofA Securities and Merrill)
    - MetLife Securities, Inc. Background Information
    - Monex Securities
    - Morgan Stanley Background Information
    - NEXT Financial Group, Inc.
    - Oppenheimer & Co. Background Information
    - Pacific Life Background Information
    - Raymond James Background Information
    - RBC Capital Markets
    - Triad Advisors
    - UBS & PaineWebber Background Information
    - Wells Fargo Securities
  - Investments, Securities, Stocks & Bonds
  - Common Investment Verbiage
  - Churning
  - Elder Financial Abuse by Brokers and Investment Advisers
  - Failure to Execute Trades & Orders
  - Failure to Supervise
  - FINRA & NASD
  - Hedge Fund Losses Caused by Fraud or Negligence
  - How Do I Sue My Broker Through FINRA Arbitration?
  - Margin Account or Securities-Backed Lines of Credit (SBLOC) Abuse
  - Misrepresentations & Omissions
  - Negligence
  - Overconcentration
  - Ponzi Scams
  - Pump and Dump Scams
  - Registration Violations
  - Retirement Investment Losses
  - Securities and Exchange Commission: Overview
  - Selling Away
  - The Difference Between Solicited Trades & Unsolicited Trades
  - Unauthorized Trading
  - Unsuitability
- Financial Product Failures
- Institutional Investor Claims
  - Corporate and Other Business Entities
  - Hedge Fund and Algorithmic Trading Fraud
  - Municipal Bond Underwriting
  - Pension Funds
  - Professional Trader Claims
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Videos
Resources
- Common Mistakes Investors Make in Dealing With Brokers
- How Investors Got Into Trouble With Annuities
- Index Annuities
- Lost Retirement Savings
- Securities Fraud Case Studies
- Securities Fraud Websites
- Arbitration Information
- Why Securities Regulators Can't Help Defrauded Investors
- FINRA Members
  - FINRA Members A
    - FINRA Members A - Page 2
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    - FINRA Members S - Page 2
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  - FINRA Members T
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  - FINRA Members X
  - FINRA Members Y
  - FINRA Members Z
- SSEK Law Firm's Update to Investors During the COVID-19 Coronavirus Pandemic
- CONDUSEF
FAQs
- Stockbroker FAQs
- Investment Fraud FAQs
- General FAQs
- FINRA Arbitration FAQs
- Northstar Bermuda FAQs
- Northstar Bermuda に関するよくあるご質問
- 北极星百慕大常见问题解答
Client Reviews
Office Locations
- Main Office
- Western Colorado Office
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Contact Us
Disclaimer
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The Public Investors Advocate Bar Association
Attorney Referrals
Communities Served
- Chicago
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- Western Colorado Investment Advisor and Broker Fraud Attorneys

★★★★★

"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.

"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

"Good positive experience, guided us through a difficult process and was pleased with the outcome. Everyone I dealt with were exceptional." A.G.

"Good intelligent attorneys who never miss a beat. I set my expectations high and they delivered above and beyond. Do not miss the opportunity to let SSE&K represent you. Top notch, efficient and effective firm." S.M.

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