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FINRA Arbitration FAQs
Browse common questions about the arbitration process.
How Much Will It Cost to File a Statement of Claim in an Arbitration Proceeding? Who Conducts the Arbitration Proceedings? Where is the Arbitration Proceeding Held? How Does Shepherd, Smith, Edwards & Kantas LTD LLP Set Its Fee? Can I Work Out a Legal Issue With the Brokerage Firm Without Involving Attorneys? I Live Outside the United States. Do I File in My Country or Where the Brokerage Firm is Located? Is It Worth all the Time and Trouble? What Happens After Winning an Arbitration Case? What is a Predispute Arbitration Clause? What Other Costs are Involved? What are My Odds of “Winning” a Case? How Does Arbitration Work? How Do I Sue My Broker Through FINRA Arbitration?