FINRA Members P

P & A FINANCIAL SECURITIES, INC.
17 COURT STREET SUITE 500, BUFFALO, NY 14202-3294

P & M CORPORATE FINANCE, LLC
26300 NORTHWESTERN HIGHWAY, SUITE 120, SOUTHFIELD, MI 48076
Mailing Address: P.O. BOX 442, SOUTHFIELD, MI 48037-0442

P G BOOLE, LLC
5 WASHINGTON STREET, ROUTE 16, P.O. BOX 10, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. R. HERZIG & CO. INC.
1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

P.J. ROBB VARIABLE CORPORATION
4250 CRUMS MILL ROAD, HARRISBURG, PA 17112

P.R. GILBOY & ASSOCIATES, INC.
1936 WEDDINGTON ROAD, MATTHEWS, NC 28104

PACCO CAPITAL SOLUTIONS, LLC
6144 WEST SAHARA AVENUE, LAS VEGAS, NV 89146

PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022

PACER FINANCIAL, INC.
16 INDUSTRIAL BLVD, SUITE 107, PAOLI, PA 19301

PACIFIC ADVISORY GROUP OF AMERICA, LLC
550 SOUTH HOPE ST. SUITE 2665, LOS ANGELES, CA 90071

PACIFIC AMERICAN SECURITIES, LLC
9191 TOWNE CENTRE DRIVE, SUITE 406, SAN DIEGO, CA 92122

PACIFIC COMMONWEALTH CORPORATION
1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861
Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920

PACIFIC CORNERSTONE CAPITAL INCORPORATED
1920 MAIN ST., SUITE 400, IRVINE, CA 92614

PACIFIC CREST SECURITIES INC.
111 SW 5TH AVENUE 42ND FLOOR, PORTLAND, OR 97204-3600

PACIFIC FINANCIAL ASSOCIATES, INC.
30240 RANCHO VIEJO RD STE A, SAN JUAN CAPISTRANO, CA 92675-1515

PACIFIC GEMINI PARTNERS, LLC
11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203

PACIFIC GROWTH EQUITIES, LLC
ONE BUSH STREET, SUITE 1700, SAN FRANCISCO, CA 94104

PACIFIC INTERNATIONAL SECURITIES (U.S.) INC.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

PACIFIC INVESTMENT SECURITIES CORP.
311 AVENUE "B", SUITE "G", LAKE OSWEGO, OR 97034-3055
Mailing Address: 311 AVENUE B, SUITE G, LAKE OSWEGO, OR 97034-3055

PACIFIC RIDGE CAPITAL, LLC
5000 BIRCH STREET, SUITE 215, NEWPORT BEACH, CA 92660
Mailing Address: 4600 CAMPUS DRIVE, NEWPORT BEACH, CA 92660

PACIFIC SELECT DISTRIBUTORS, INC.
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACIFIC SUMMIT SECURITIES
6 VENTURE, SUITE 100, IRVINE, CA 92618

PACIFIC WEST SECURITIES, INC.
555 S. RENTON VILLAGE PL, SUITE 700, RENTON, WA 98055
Mailing Address: P.O. BOX 860, RENTON, WA 98057-0860

PACKERKISS SECURITIES INC.
15 NORTH EAST 4TH STREET, SUITE A, DELRAY BEACH, FL 33444

PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., SUITE 101, GREEN BAY, WI 54313

PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 600, MIAMI, FL 33131

PAGEMILL PARTNERS, LLC
2475 HANOVER STREET, PALO ALTO, CA 94304

PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

PALI CAPITAL, INC.
650 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10019

PALISADE CAPITAL SECURITIES, L.L.C.
ONE BRIDGE PLAZA, SUITE 695, FORT LEE, NJ 07024-7502
Mailing Address: ONE BRIDGE PLAZA SUITE 695, FORT LEE, NJ 07024-7502

PALLADIUM CAPITAL ADVISORS, LLC
230 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10169

PALM SECURITIES, LLC
4830 WEST KENNEDY BLVD., SUITE 890, TAMPA, FL 33609

PALMIERI, ANGNARDO & CO., INC.
130 TOWSON DR NW, WARREN, OH 44483

PALOMA SECURITIES L.L.C.
2 AMERICAN LANE, GREENWICH, CT 06836-2571

PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PANATTONI SECURITIES, INC.
8401 JACKSON ROAD, SACRAMENTO, CA 95826

PAPALIA SECURITIES, INC.
2 WALNUT STREET, DANVILLE, PA 17821

PAPAMARKOU & COMPANY, INC.
767 FIFTH AVENUE, NEW YORK, NY 10153

PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST - SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.
1480 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1480 KENDALE BOULEVARD, EAST LANSING, MI 48823

PARAGON ADVISING GROUP, L.P.
3200 SOUTHWEST FREEWAY, SUITE 2350, HOUSTON, TX 77027-7523

PARAGON CAPITAL PARTNERS, LLC
450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

PARAMOUNT BIOCAPITAL, INC.
787 SEVENTH AVENUE, NEW YORK, NY 10019

PARCHMAN, VAUGHAN & COMPANY, L.L.C.
717 LIGHT STREET, BALTIMORE, MD 21230

PARIS SECURITIES CORPORATION
66 HUDSON STREET, SUITE 201, HOBOKEN, NJ 07030
Mailing Address: P. O. BOX 529, HOBOKEN, NJ 07030

PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004

PARK CITY CAPITAL, INC.
261 OLD YORK RD #417, JENKINTOWN (MONTGOMERY), PA 19046

PARK FINANCIAL GROUP, INC.
174 WEST COMSTOCK AVENUE SUITE 200, WINTER PARK, FL 32789

PARK HILL GROUP LLC
101 CALIFORNIA STREET, SUITE 1010, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10154

PARK HILL REAL ESTATE GROUP LLC
345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARKER FINANCIAL CORP.
25 SMITH STREET, SUITE 201, NANUET, NY 10954
Mailing Address: 25 SMITH ST., SUITE 201, NANUET, NY 10954

PARKER GLOBAL INVESTMENTS, L.L.C.
1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905
Mailing Address: 1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905

PARNASSUS INVESTMENTS
ONE MARKET, STEUART TOWER #1600, SAN FRANCISCO, CA 94105

PARTNER CAPITAL GROUP, LLC
ONE BURTON HILLS BLVD., SUITE 375, NASHVILLE, TN 37215

PARTNER CONNECTIONS, LLC
500 S. KRAEMER BLVD, STE 220, BREA, CA 92821-6790
Mailing Address: 500 S KRAEMER BLVD, STE 220, BREA, CA 92821-6790

PARTNERS INVESTMENT NETWORK, INC.
601 W. RIVERSIDE, SUITE 940, SPOKANE, WA 99201

PARTNERSHIP CAPITAL GROWTH, LLC
1 EMBARCADERO CENTER, SUITE 3810, SAN FRANCISCO, CA 94111

PARTNERVEST SECURITIES, INC.
203 CHAPALA STREET, SUITE A, SANTA BARBARA, CA 93101
Mailing Address: P.O. BOX 1902, SANTA BARBARA, CA 93102

PASSCO CAPITAL, INC.
96 CORPORATE PARK, SUITE 200, IRVINE, CA 92606

PASSPORT SECURITIES, INC.
1440 CHAPIN AVENUE -#330, BURLINGAME, CA 94010
Mailing Address: 1440 CHAPIN AVE - #330, BURLINGAME, CA 94010

PATRICK FINANCIAL CORPORATION
301 HIGH ST., SUITE 510, HAMILTON, OH 45011-6038

PAUL L. FORCHHEIMER & CO., INC.
61 BROADWAY, STE 3026, NEW YORK, NY 10006

PAUL P. ST. ONGE COMPANY
5586 POST ROAD, EAST GREENWICH, RI 02818-3800

PAULSON INVESTMENT COMPANY, INC.
811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR 97204-3332

PAVEK INVESTMENTS INC.
2419 W. BRANTWOOD AVE, GLENDALE, WI 53209-3333

PAYCHEX SECURITIES CORPORATION
1175 JOHN STREET, WEST HENRIETTA, NY 14586

PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536

PCE INVESTMENT BANKERS, INC.
250 PARK AVENUE SOUTH, SUITE 600, WINTER PARK, FL 32789

PCS DISTRIBUTORS, LLC
1735 MARKET STREET, 3200 MELLON BANK CENTER, PHILADELPHIA, PA 19103-7595
Mailing Address: 1735 MARKET STREET, 3200 MELLON BANK CENTER, PHILADELPHIA, PA 19103-7595

PCS DUNBAR SECURITIES, LLC
2 MANHATTANVILLE ROAD, SUITE 205, PURCHASE, NY 10577

PCS SECURITIES, INC.
320 DAYTON STREET, SUITE 225, EDMONDS, WA 98020

PDC SECURITIES INCORPORATED
120 GENESIS BLVD., BRIDGEPORT, WV 26330
Mailing Address: PO BOX 26, BRIDGEPORT, WV 26330

PEACHTREE CAPITAL CORPORATION
3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305

PEACOCK, HISLOP, STALEY & GIVEN, INC.
2999 NORTH 44TH STREET #100, PHOENIX, AZ 85018

PEAK SECURITIES CORPORATION
10225 ULMERTON ROAD, SUITE 3D, LARGO, FL 33771

PEDESTAL CAPITAL MARKETS, INC.
55 BROADWAY, SUITE 3002, NEW YORK, NY 10006

PEGASUS SECURITIES, LLC
5775 GLENRIDGE DRIVE, NE, SUITE 100B, ATLANTA, GA 30328

PELION SECURITIES CORP.
650 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10019
Mailing Address: 650 5TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019

PEMBROKE FINANCIAL PARTNERS LLC
712 MAIN STREET, SUITE 2150, HOUSTON, TX 77002

PENATES GROUP, INC.
6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250
Mailing Address: 6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250

PENINSULAR SECURITIES COMPANY
161 OTTAWA AVENUE NW, SUITE 100A, GRAND RAPIDS, MI 49503-2796

PENN CENTER INVESTMENTS, INC.
1050 CROWN POINTE PKWY, SUITE 200, ATLANTA, GA 30338

PENN PLAZA BROKERAGE, LTD.
15 WEST 44TH STREET, 3RD FLOOR, NEW YORK, NY 10036-6611
Mailing Address: 15 WEST 44TH STREET, 3RD FLOOR, NY, NY 10036-6611

PENNALUNA & COMPANY
421 SHERMAN AVENUE, SUITE 203, COEUR D'ALENE, ID 83814
Mailing Address: POB 1889, COEUR D ALENE, ID 83816-1889

PENROD AND COMPANY
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENSION PLANNERS SECURITIES, INC.
9700 BUSINESS PARK DR STE 102, SACRAMENTO, CA 95827

PENSION SERVICE ASSOCIATES SECURITIES
4570 VAN NUYS BLVD, SUITE 550, SHERMAN OAKS, CA 91403
Mailing Address: 4570 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403

PENSON FINANCIAL SERVICES, INC.
1700 PACIFIC AVENUE - SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201

PENTALPHA CAPITAL, LLC
ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831

PENVEST SECURITIES, INC.
7511 SHERIDAN RD, KENOSHA, WI 53143
Mailing Address: 2728 BIRCHWOOD AVE, WILMETTE, IL 60091-2103

PEOPLE'S SECURITIES, INC.
1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

PEQUOT CAPITAL FINANCIAL SERVICES
500 NYALA FARM ROAD, WESTPORT, CT 06880

PERAZA CAPITAL AND INVESTMENT, LLC
111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33704
Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33701

PERCIVAL FINANCIAL PARTNERS, LTD.
5100 FALLS RD-VILLAGE SQ II #252, BALTIMORE, MD 21210

PEREGRINE CAPITAL SECURITIES, INC.
1159 PITTSFORD-VICTOR ROAD, SUITE 120, PITTSFORD, NY 14534

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERELMAN-CARLEY & ASSOCIATES INC.
TWIN TOWERS-3000 FARNAM, OMAHA, NE 68131-3526

PERFORMANCE FUNDS DISTRIBUTOR, INC.
100 SUMMER ST, 15TH FLOOR, BOSTON, MA 02110
Mailing Address: 3435 STELZER ROAD - SUITE 1000, COLUMBUS, OH 43219

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 350, CHICAGO, IL 60661

PERICULUM ADVISORS, LLC
CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176

PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236

PERKINS FUND MARKETING, L.L.C.
136 OLD POST ROAD, SOUTHPORT, CT 06890

PERKINS, SMART & BOYD, INC.
4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205

PERLINSKI & ASSOCIATES
50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677

PERROTT, MATHER & GILDAY, INC.
11008 WADSDALE COURT, WINDERMERE, FL 34786

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE - SUITE 1725, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, JERSEY CITY, NJ 07399

PERSIMMON SECURITIES, INC.
760 MOORE ROAD, MAIL STOP F4-F760-1B-E, KING OF PRUSSIA, PA 19406

PETER J. MARCUS
573 MAIN STREET, WARDSBORO, VT 05355

PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022

PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

PETERS & CO. EQUITIES INC.
3900 BANKERS HALL WEST, 888 THIRD STREET SW, CALGARY, AB, T2P 5C5 CANADA

PETERSEN & RAMISTELLA, INC.
2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940

PETERSEN INVESTMENTS, INC.
50 BROADWAY, 13TH FLOOR, NEW YORK, NY 10004

PETRA TRADING GROUP LLC
525 DUNHAM ROAD SUITE 5A, ST. CHARLES, IL 60174

PETRO CAPITAL SECURITIES, LLC
3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219

PETROGROWTH ENERGY ADVISORS, L.L.C.
125 E. JOHN CARPENTER FWY., SUITE 600A, IRVING, TX 75062

PEYTON, CHANDLER & SULLIVAN, INC.
720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661

PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011

PFG DISTRIBUTION COMPANY
610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462

PFIC SECURITIES CORPORATION
810 CRESCENT CENTRE DRIVE, SUITE 400, FRANKLIN, TN 37067

PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722

PFM FUND DISTRIBUTORS, INC.
ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101

PFPC DISTRIBUTORS, INC.
301 BELLEVUE PARKWAY, WILMINGTON, DE 19809

PFS INVESTMENTS INC.
3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001

PGR SECURITIES, LLC
215 SECOND STREET, SUITE 220, SAN FRANCISCO, CA 94105
Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367

PHASE II FINANCIAL, LTD.
125 BROAD ST., NEW YORK, NY 10005

PHD CAPITAL
5 HANOVER SQ, MEZZANINE LVL, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., MEZZANINE LVL, NEW YORK, NY 10004

PHILADELPHIA BROKERAGE CORPORATION
992 OLD EAGLE SCHOOL RD., STE. 915, WAYNE, PA 19087

PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET - SUITE 510, PHILADELPHIA, PA 19102

PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE - SUITE 111, NORTHBROOK, IL 60062

PHILLIPS & COMPANY SECURITIES INC.
220 NW 2ND SUITE 950, PORTLAND, OR 97209

PHILLIPS CAPITAL
1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137

PHILLIPS FINANCIAL SERVICES, INC.
385 HIGHLAND DRIVE, MOUNTVILLE, PA 17554

PHOENIX DERIVATIVES GROUP, LLC
598 BROADWAY, NEW YORK, NY 10012

PHOENIX EQUITY PLANNING CORPORATION
ONE AMERICAN ROW, HARTFORD, CT 06115

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
1000 SKOKIE BLVD, SUITE 325, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 325, WILLMETTE, IL 60091

PHOENIX SECURITIES, INC.
25 SMITH STREET, SUITE 201, NANUET, NY 10954

PICKERING ENERGY PARTNERS, INC.
1800 WEST LOOP SOUTH, SUITE 300, HOUSTON, TX 77027

PICTET OVERSEAS INC.
1800 MCGILL COLLEGE AVENUE, SUITE 2900, MONTREAL, QC, H3A 3J6 CANADA

PILGRIM FINANCIAL SERVICES
8622 SWAN DRIVE, KALAMAZOO, MI 49009-4563

PILLAR FINANCIAL SERVICES, INC.
1600 SOUTH MAIN STREET, SUITE 335, WALNUT CREEK, CA 94596

PIN FINANCIAL, LLC
165 EAST 35TH STREET 7F, NEW YORK, NY 10016
Mailing Address: C/O SHANLEY CONSULTING GROUP, 281 GREEN STREET, OLD BRIDGE, NJ 08857

PINERIDGE CAPITAL LLC
2 GREENWICH OFFICE PARK, (BUILDING #2), GREENWICH, CT 06831

PINNACLE BROKERAGE SERVICE, INC.
9075 CENTRE POINTE DRIVE, SUITE 180, WEST CHESTER, OH 45069

PINNACLE CAPITAL MARKETS, LLC
4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609

PINNACLE EQUITY MANAGEMENT, INC.
10805 SUNSET OFFICE DRIVE, SUITE 300, ST. LOUIS, MO 63127

PINNACLE FINANCIAL GROUP, LLC
1030 NORTH ORANGE AVENUE, SUITE 210, ORLANDO, FL 32801

PINNACLE GROUP SECURITIES, LLC
59 OLD POST ROAD, SOUTHPORT, CT 06890

PINNACLE INVESTMENTS, INC.
5710 COMMONS PARK DRIVE, EAST SYRACUSE, NY 13057

PIONEER FUNDS DISTRIBUTOR, INC.
60 STATE STREET, BOSTON, MA 02109-1820

PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020

PITTSBURGH FINANCIAL PLANNERS, INC.
120 FIRESIDE DR., MCMURRAY, PA 15317-3610
Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610

PLACE TRADE FINANCIAL, INC.
6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAINSCAPITAL SECURITIES , L.P.
2911 TURTLE CREEK BOULEVARD, SUITE 400, DALLAS, TX 75219-6257

PLAN B INVESTMENTS, INC.
4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505

PLAN PROFESSIONALS, LIMITED
112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810

PLANCO FINANCIAL SERVICES, LLC
1500 LIBERTY RIDGE DRIVE, STE 100, WAYNE, PA 19087-5592

PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNED INVESTMENT CO., INC.
9339 PRIORITY WAY WEST DRIVE, SUITE 250, INDIANAPOLIS, IN 46240

PLANNERS FINANCIAL SERVICES, INC.
7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435

PLANNERS SECURITIES NETWORK CORPORATION
3991 CROWN POINT DR. P19, SAN DIEGO, CA 92109
Mailing Address: 1700 E. LAKESIDE DR. #49, GILBERT, AZ 85234

PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC
1560 BROADWAY, SUITE 1950, DENVER, CO 80202

PLUS SECURITIES LLC
590 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 590 MADISON, NEW YORK, NY 10022

PM SECURITIES, LLC
110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317

PMA SECURITIES, INC.
27545 DIEHL ROAD, STE 100, WARRENVILLE, IL 60555
Mailing Address: 27545 DIEHL ROAD, STE 100, WARRENVILLE, IL 60555

PMB SECURITIES CORP.
450 NEWPORT CENTER DRIVE SUITE 110, NEWPORT BEACH, CA 92660

PMG SECURITIES CORPORATION
2500 WESTFIELD DRIVE, ELGIN, IL 60124-7836

PMK SECURITIES & RESEARCH, INC.
105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444

PNC CAPITAL MARKETS LLC
249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PNC INVESTMENTS
620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PODESTA & CO.
208 S. LASALLE STREET, SUITE 766, CHICAGO, IL 60604

POINTE ATLANTIC
4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431
Mailing Address: 4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431

POINTE CAPITAL, INC.
4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431

POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLYNOUS SECURITIES, LLC
1 PINE STREET, SUITE 2208, SAN FRANCISCO, CA 94111
Mailing Address: 1 PINE STREET, SUITE 2208, SAN FRANCISCO, CA 94111

POND EQUITIES
4522 FORT HAMILTON PARKWAY, BROOKLYN, NY 11219

PONDER SECURITIES, INC.
217 WEST MONROE STREET, HERRIN, IL 62948
Mailing Address: P.O. BOX 579, HERRIN, IL 62948

PONDVIEW CAPITAL LLC
151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770

POPULAR SECURITIES, INC.
1020 BANCO POPULAR CENTER, HATO REY, PR 00918-1075

PORT SECURITIES, INC.
2713 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTALES PARTNERS, LLC
17 WEST 24TH STREET, 5TH FLOOR, NEW YORK, NY 10010
Mailing Address: 17 WEST 24TH STREET - 5TH FLOOR, NEW YORK, NY 10010

PORTER, WHITE & COMPANY, INC.
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103
Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367

PORTFOLIO ADVISORS ALLIANCE, INC.
3414 PEACHTREE RD., N.E., SUITE 675, ATLANTA, GA 30326
Mailing Address: 3414 PEACHTREE RE., N.E., SUITE 675, ATLANTA, GA 30326

PORTFOLIO BROKERAGE SERVICES, INC.
1999 BROADWAY, 8TH FLOOR, DENVER, CO 80202-3922

PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTFOLIO TRADING, LLC.
5100 WHEELIS DR.-SUITE 107, MEMPHIS, TN 38117

PORTICO CAPITAL SECURITIES LLC
537 STEAMBOAT ROAD, GREENWICH, CT 06830

PORTOLA FINANCIAL, LLC
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

PORTSMOUTH FINANCIAL SERVICES
1990 N. CALIFORNIA BLVD, SUITE 330, WALNUT CREEK, CA 94596
Mailing Address: 1990 N CALIFORNIA BLVD, SUITE 330, WALNUT CREEK, CA 94596

POTEN CAPITAL SERVICES, LLC
885 THIRD AVENUE, NEW YORK, NY 10022

POTOMAC CAPITAL MARKETS, LLC
5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701

POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

PPA INVESTMENTS, INC.
500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076

PPC EQUITIES, INC.
5000 HORIZONS DR., COLUMBUS, OH 43220

PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PRAETORIAN SECURITIES, LLC
390 PARK AVE., 18TH FLOOR, NEW YORK, NY 10022

PRAGER, SEALY & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111

PRAGMA SECURITIES LLC
826 BROADWAY, 9TH FLOOR, NEW YORK, NY 10003

PREBON FINANCIAL PRODUCTS INC.
101 HUDSON STREET, JERSEY CITY, NJ 07302-3908
Mailing Address: 101 HUDSON STREET, JERSEY CITY, NJ 07302-3908

PREBON SECURITIES (USA) INC.
101 HUDSON STREET, JERSEY CITY, NJ 07302-3908
Mailing Address: 101 HUDSON STREET, JERSEY CITY, NJ 07302-3908

PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PREFERRED FINANCIAL GROUP
2829 WEST HENRIETTA RD, ROCHESTER, NY 14623-2331

PREMIER GROUP, INC.
8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217

PREMIER SECURITIES OF AMERICA, INC.
4600 COLONY POINT, SUWANEE, GA 30024

PREMIERETRADE SECURITIES, INC.
220 E. CENTRAL PARKWAY #1020, ALTAMONTE SPRINGS, FL 32701

PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111

PRESIDIO CAPITAL ADVISORS, LLC
101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847
Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO FINANCIAL SERVICES, INC.
711 NAVARRO STREET, SUITE 730, SAN ANTONIO, TX 78205

PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO PARTNERS LLC
235 PINE STREET, SUITE 1175, SAN FRANCISCO, CA 94104

PRESIDIO SECURITIES, INC.
321 N. MAIN, #203, BIWABIK, MN 55708
Mailing Address: 4898 PALM DRIVE, GILBERT, MN 55741

PRESTIGE FINANCIAL CENTER, INC.
1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036

PRESTWICK SECURITIES, INC.
4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076

PREVAIL CAPITAL LLC
89 SHADOW OAK DRIVE, SUDBURY, MA 01776

PRI MUNI LLC
210 FOXHURST DRIVE, PITTSBURGH, PA 15238

PRICEWATERHOUSECOOPERS CORPORATE ADVISORY AND RESTRUCTURING LLC
300 MADISON, 25TH FLOOR, NEW YORK, NY 10017
Mailing Address: 300 MADISON, 25TH FLR., NEW YORK, NY 10017

PRIDE FINANCIAL, LLC
9127 POINTE COURT, FISHERS, IN 46038

PRIM SECURITIES, INCORPORATED
200 PUBLIC SQUARE, SUITE 2500, CLEVELAND, OH 44114

PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVE, POUGHKEEPSIE, NY 12603
Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: REGISTRATION DEPARTMENT, 1601 BROADWAY, 12TH FLOOR, NEW YORK, NY 10019

PRIME EXECUTIONS, INC.
42 BROADWAY, SUITE 1740, NEW YORK, NY 10004

PRIME GLOBAL SECURITIES, INC.
126 EAST 56TH STREET, SUITE 3110, NEW YORK, NY 10022-3613

PRIME PACIFIC FINANCIAL CORPORATION
17011 BEACH BLVD, SUITE 1230, HUNTINGTON BEACH, CA 92647
Mailing Address: 17011 BEACH BLVD, SUITE 1230, HUNTINGTON BEACH, CA 92647

PRIMESOLUTIONS SECURITIES, INC.
17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133

PRIMEVEST FINANCIAL SERVICES, INC.
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

PRIMEX
33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550
Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550

PRINCETON FINANCIAL GROUP, LLC
2 KING ARTHUR COURT, LAKESIDE WEST CORPORATE CENTER, NORTH BRUNSWICK, NJ 08902
Mailing Address: 2 KING ARTHUR COURT, SUITE D, LAKESIDE WEST CORPORATE CENTER, NORTH BRUNSWICK, NJ 08902

PRINCIPLE ADVISORS, INC.
176 ROUTE 9 NORTH, SUITE 303, ENGLISHTOWN, NJ 07726

PRINCOR FINANCIAL SERVICES CORPORATION
680 8TH STREET, DES MOINES, IA 50392-0200
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200

PRISOL SECURITIES, INC.
721 DRESHER ROAD, HORSHAM, PA 19044

PRITCHARD CAPITAL PARTNERS, LLC
2001 LAKESHORE DRIVE, MANDEVILLE, LA 70448

PRIVATE CONSULTING GROUP, INC.
4650 S.W. MACADAM, STE 100, PORTLAND, OR 97239

PRIVATE ENERGY SECURITIES, INC.
30 TOWER LANE, 4TH FLOOR, AVON, CT 06001

PRIVATE EQUITY SECURITIES, INC.
19100 VON KARMAN AVENUE, STE 255, IRVINE, CA 92612

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023

PRIVATE PORTFOLIO OF SAN DIEGO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

PRO SECURITIES, L.L.C.
194 NASSAU STREET, PRINCETON, NJ 08542

PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

PROBITY FIRST FINANCIAL SERVICES
VIA BELTRAME 17, VICENZA 36100, FOREIGN ITALY
Mailing Address: VIA BELTRAME 17, VICENZA 36100, FOREIGN ITALY

PROCTOR INVESTMENT DISTRIBUTORS, LLC
575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022

PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518

PROFESSIONAL ASSET MANAGEMENT, INC.
36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFESSIONAL FUNDS DISTRIBUTOR, LLC
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

PROFESSIONAL INVESTMENT SERVICES, INC.
800 MAIN PLACE, SUITE 301, WINFIELD, KS 67156
Mailing Address: P.O. BOX 654, WINFIELD, KS 67156

PROFINANCE ASSOCIATES, INC.
11230 SORRENTO VALLEY RD.--SUITE 160, SAN DIEGO, CA 92121

PROFINANCIAL, INC.
7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809

PROFUNDS DISTRIBUTORS, INC.
100 SUMMER ST., 15TH FLOOR, BOSTON, MA 02110
Mailing Address: 3435 STELZER ROAD #1000, COLUMBUS, OH 43219-3035

PROFUTURES FINANCIAL GROUP, INC.
11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738

PROGRESS INVESTMENTS LLC
801 BRICKEL AVE., MIAMI, FL 33131

PROGRESSIVE ASSET MANAGEMENT, INC.
520 3RD STREET, SUITE 204, OAKLAND, CA 94607
Mailing Address: 520 3RD STREET, SUITE 201, OAKLAND, CA 94607

PROMETHEAN CAPITAL GROUP LLC
55 FIFTH AVE 17TH FL, NEW YORK, NY 10003

PROSPECT FINANCIAL ADVISORS, LLC
11355 WEST OLYMPIC BOULEVARD, SUITE 220, LOS ANGELES, CA 90064

PROSPERA BROKERAGE SOLUTIONS LLC
601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

PROSPERO CAPITAL LLC
20 MARSHALL STREET, SUITE 300, NORWALK, CT 06854

PROTECTED INVESTORS OF AMERICA
235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104

PROVIDENCE CAPITAL, INC.
115 EAST 69TH STREET, NEW YORK, NY 10021

PROVIDENT INTERNATIONAL SECURITIES, INC.
654 MADISON AVE, SUITE 1009, NEW YORK, NY 10021

PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506

PRS INTERNATIONAL BROKERAGE, INC.
801 BRICKELL AVENUE, SUITE 1600, MIAMI, FL 33131-2945

PRU GLOBAL SECURITIES, LLC
ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292

PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENT BROKERAGE ASSOCIATES
1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598

PRUDENTIAL EQUITY GROUP, LLC
ONE NEW YORK PLAZA, 15TH FLOOR, NEW YORK, NY 10292-2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077

PRUDENTIAL-AMERICAN SECURITIES, INC.
921 EAST GREEN STREET, PASADENA, CA 91106

PSA EQUITIES, INC.
1447 YORK RD STE 400, LUTHERVILLE, MD 21093-6032

PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC
FINANCIAL CENTRE, 695 EAST MAIN STREET, STAMFORD, CT 06901

PSG EXECUTIONS, INC.
65 BROADWAY, 10TH FL., NEW YORK, NY 10006

PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC
76 BATTERSON PARK ROAD, FARMINGTON, CT 06032

PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

PUGLISI & CO.
800 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 800 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY 10022

PULSE TRADING, INC.
4 LIBERTY SQUARE, FOURTH FLOOR, BOSTON, MA 02109
Mailing Address: 4 LIBERTY SQUARE, FOURTH FLOOR, BOSTON, MA 02109

PUNK, ZIEGEL & COMPANY, L.P.
520 MADISON AVENUE, NEW YORK, NY 10022-4213

PUPLAVA SECURITIES, INC.
10801 THORNMINT ROAD, SUITE #100, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

PURITAN SECURITIES, INC.
980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PURSUIT PARTNERS LLC
333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902

PUTNAM LOVELL NBF SECURITIES INC.
65 EAST 55TH STREET, 34TH FLOOR, NEW YORK, NY 10022

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137

PWCG BROKERAGE, INC.
1030 CENTRE AVE., SUITE A, FORT COLLINS, CO 80526

PWMCO, LLC
311 S. WACKER DRIVE, SUITE 6000, CHICAGO, IL 60606

PXP SECURITIES CORP.
56 PROSPECT STREET, HARTFORD, CT 06115
Mailing Address: P.O. BOX 150480, HARTFORD, CT 06115-0480

PYRAMID FINANCIAL CORP.
20735 STEVENS CREEK BLVD, SUITE C, CUPERTINO, CA 95014
Mailing Address: 20735 STEVENS CREEK BLVD., SUITE C, CUPERTINO, CA 95014

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PYXIS SECURITIES, LLC
798 RIVER ROAD, FAIR HAVEN, NJ 07704