FINRA Members N

N. HAHN & CO., INC.
230 PARK AVENUE, NEW YORK, NY 10169
Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163

N.A. INVESTCORP LLC
280 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10017

N.B. ZOULLAS SECURITIES, INC.
909 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

N.E. PRIVATE CLIENT ADVISORS, LTD.
55 CEDAR STREET, (SUITE 201), PROVIDENCE, RI 02903

N.E.I. ENERGY PARTNERS, INC.
12200 N. STEMMONS FREEWAY - SUITE 207, DALLAS, TX 75234

N.I.S. FINANCIAL SERVICES, INC.
500 EAST 9TH ST., KANSAS CITY, MO 64106
Mailing Address: 500 EAST 9TH STREET, KANSAS CITY, MO 64106

NAFA CAPITAL MARKETS, LLC
100 NORTH BROADWAY, SUITE 2550, OKLAHOMA CITY, OK 73102

NAFINSA SECURITIES, INC.
330 MADISON AVENUE, SUITE 665, NEW YORK, NY 10017

NANCY BARRON & ASSOCIATES, INC.
150 GRAND BOULEVARD, LEXINGTON, KY 40507

NANES, DELORME CAPITAL MANAGEMENT LLC
230 PARK AVENUE, SEVENTH FLOOR, NEW YORK, NY 10169

NANTUCKET SECURITIES COMPANY, LLC
40950 WOODWARD AVENUE-SUITE 307, BLOOMFIELD HILLS, MI 48304
Mailing Address: 40950 WOODWARD AVENUE - SUITE 307, BLOOMFIELD HILLS, MI 48304

NARRAGANSETT BAY SECURITIES, INC.
15350 SW 248TH STREET, HOMESTEAD, FL 33032

FINRAAQ EXECUTION SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

FINRAAQ OPTIONS SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NATCITY INVESTMENTS, INC.
1965 EAST SIXTH STREET, CLEVELAND, OH 44114

NATEXIS BLEICHROEDER INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

NATIONAL ALLIANCE SECURITIES CORPORATION
1755 WITTINGTON PLACE, SUITE 320, DALLAS, TX 75234

NATIONAL AUSTRALIA CAPITAL MARKETS, LLC
245 PARK AVE 28TH FL, NEW YORK, NY 10167
Mailing Address: 245 PARK AVE 28TH FL, NEW YORK, NY 10167

NATIONAL EQUITY ADVISORS, INC.
840 U.S. HIGHWAY ONE #100, NORTH PALM BEACH, FL 33408

NATIONAL FINANCIAL SERVICES LLC
200 SEAPORT BOULEVARD, BOSTON, MA 02110
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

NATIONAL INVESTOR SERVICES CORP.
100 WALL STREET, 29TH FLOOR, NEW YORK, NY 10005
Mailing Address: 100 WALL STREET, NEW YORK, NY 10005

NATIONAL PENSION & GROUP CONSULTANTS, INC
3130 BROADWAY, KANSAS CITY, MO 64111-2406

NATIONAL PLANNING CORPORATION
401 WILSHIRE BLVD.-STE. 1100, SANTA MONICA, CA 90401

NATIONAL SECURITIES CORPORATION
1001 FOURTH AVENUE, SUITE 2200, SEATTLE, WA 98154-1100

NATIONS FINANCIAL GROUP, INC.
4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402

NATIONWIDE INVESTMENT SERVICES CORPORATION
ONE NATIONWIDE PLAZA, COLUMBUS, OH 43215
Mailing Address: ONE NATIONWIDE PLAZA, 1-07-11, COLUMBUS, OH 43215

NATIONWIDE PLANNING ASSOCIATES INC.
ONE PARAGON DR, SUITE 100, MONTVALE, NJ 07645

NATIONWIDE SECURITIES, INC.
300 CONTINENTIAL DRIVE, D2E, NEWARK, DE 19713-4329
Mailing Address: CHRISTIANA EXECUTIVE CAMPUS, P.O. BOX 15621, WILMINGTON, DE 19850-5621

NAVAID FINANCIAL SERVICES, INC.
455 SOUTH GULPH RD., SUITE 235, KING OF PRUSSIA, PA 19406

NAVIGANT CAPITAL ADVISORS, LLC
1180 PEACHTREE STREET, N.E., SUITE 1900, ATLANTA, GA 30309

NAVIGATOR FINANCIAL CORPORATION
101 WESTCOTT STREET, SUITE 604, HOUSTON, TX 77007

NAVY FEDERAL BROKERAGE SERVICES, LLC
1007 ELECTRIC AVENUE, VIENNA, VA 22180

NBC SECURITIES, INC.
1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686
Mailing Address: POST OFFICE BOX 10686, BIRMINGHAM, AL 35202-0686

NBF SECURITIES (USA) CORP.
1155 METCALFE STREET, MONTREAL, H3B 4S9 CANADA
Mailing Address: EXCHANGE TOWER, 130 KING ST W. STE. 3200, P. O. BOX 21, TORONTO M5X 1J9, M5X 1J9 CANADA

NBGI SECURITIES INC.
641 LEXINGTON AVENUE, SUITE 1401, NEW YORK, NY 10022

NC SECURITIES, LLC
2 BETHESDA METRO CENTER, SUITE 767, BETHESDA, MD 20814

NDX TRADING, INC.
3433 BROADWAY ST. NE-SUITE 290, MINNEAPOLIS, MN 55413

NEAR EARTH, LLC
945 WEST ROAD, NEW CANAAN, CT 06840

NEEDHAM & COMPANY, LLC
445 PARK AVENUE, NEW YORK, NY 10022-2602

NEIDIGER, TUCKER, BRUNER, INC.
1331 17TH ST, SUITE 400, DENVER, CO 80202

NELKIN CAPITAL MANAGEMENT, INC.
111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021

NELNET CAPITAL LLC
6811 SOUTH 27TH STREET, LINCOLN, NE 68512
Mailing Address: P.O. BOX 82618, LINCOLN, NE 68501

NELSON CAPITAL COMPANY
500 PINE STREET, SUITE 8, JAMESTOWN, NY 14701
Mailing Address: 90 HOWARD STREET, JAMESTOWN, NY 14701

NELSON IVEST BROKERAGE SERVICES, INC.
423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968

NELSON SECURITIES,INC.
601 W. MAIN AVENUE, SUITE 1118, SPOKANE, WA 99201

NELSONREID, INC.
14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014
Mailing Address: 14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014

NEONET SECURITIES, INC.
111 TOWN SQUARE PLACE, SUITE 317, JERSEY CITY, NJ 07310

NESTLERODE & CO., INC.
430 WEST IRVIN AVENUE, STATE COLLEGE, PA 16801-4642
Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343

NETHERLAND SECURITIES, INC.
12720 HILLCREST ROAD STE 900, DALLAS, TX 75230

NETWORK 1 FINANCIAL SECURITIES INC.
THE GALLERIA PENTHOUSE, 2 BRIDGE AVENUE BLDG 2, RED BANK, NJ 07701

NEUBERGER BERMAN MANAGEMENT INC.
605 THIRD AVENUE, NEW YORK, NY 10158-0180

NEUBERGER BERMAN, LLC
605 THIRD AVENUE, NEW YORK, NY 10158-3698

NEVIS SECURITIES, LLC
1180 WEST PEACHTREE STREET, SUITE 1150, ATLANTA, GA 30309

NEVWEST SECURITIES CORPORATION
5440 WEST SAHARA # 202, LAS VEGAS, NV 89146

NEW CASTLE FINANCIAL SERVICES LLC
535 BROAD HOLLOW ROAD, SECOND FLOOR, SUITE A-2, MELVILLE, NY 11747

NEW COVENANT FUNDS DISTRIBUTOR, INC.
200 EAST TWELFTH STREET, JEFFERSONVILLE, IN 47130

NEW ENGLAND SECURITIES
501 BOYLSTON STREET, BOSTON, MA 02116
Mailing Address: 1 METLIFE PLAZA, 27-01 QUEENS PLAZA NORTH, LONG ISLAND CITY, NY 11101

NEW HARBOR CAPITAL INC
280 PARK AVE-EAST TWR 27TH FL, NEW YORK, NY 10017-1216

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
11 RACQUET ROAD, NEWBURGH, NY 12550
Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552

NEW INVESTOR WORLD INCORPORATED
6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248

NEW VERNON SECURITIES, LLC
ONE GATEHALL DRIVE, PARSIPPANY, NJ 07054

NEW WINDSOR ASSOCIATES, L.P.
425 EAST 63RD STREET, EPHD, NEW YORK, NY 10021
Mailing Address: P.O. BOX 2238, NEW YORK, NY 10021-0054

NEW YORK GLOBAL SECURITIES, INC.
14 WALL STREET ------ STE 1225A, NEW YORK, NY 10005

NEWALLIANCE INVESTMENTS, INC.
195 CHURCH STREET, 7TH FLOOR, NEW HAVEN, CT 06510

NEWBRIDGE SECURITIES CORPORATION
1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309
Mailing Address: 1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP
372 WASHINGTON STREET, WELLESLEY, MA 02481

NEWBURY, PIRET & CO., INC.
200 STATE STREET, 12TH FLOOR, BOSTON, MA 02109

NEWCAP PARTNERS, INC.
5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045

NEWCASTLE DISTRIBUTORS LLC
127 WOODHAVEN DRIVE, AVON, CT 06001-2432

NEWCOMB AND COMPANY
TWO MILL ROAD, HANCOCK, NH 03449-5403

NEWCOURT SECURITIES, LTD
23 WARING RD, POUND RIDGE, NY 10576

NEWFORTH PARTNERS, LLC
101 S. ELLSWORTH AVENUE, SUITE 201, SAN MATEO, CA 94401

NEWMAN, LADD CAPITAL, INC.
307 S. CLINTON STREET, SYRACUSE, NY 13202

NEWPOINT SECURITIES, LLC
499 N. CANON DR., BEVERLY HILLS, CA 90210
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

NEWPORT CAPITAL, INC
360 THAMES STREET, SUITE 200, NEWPORT, RI 02840

NEWPORT GROUP SECURITIES, INC.
300 INTERNATIONAL PARKWAY STE 270, SUITE 270, HEATHROW, FL 32746-5035

NEWPORT SECURITIES CORPORATION
40853 BUCHAREST LANE, TEMECULA, CA 92591

NEWPORTX.COM
18004 SKY PARK CIRCLE SOUTH, SUITE 140, IRVINE, CA 92614
Mailing Address: 3972 BARRANCE PKWY J644, IRVINE, CA 92606

NEWTEK SECURITIES, LLC
1440 BROADWAY, 17TH FLOOR, NEW YORK, NY 10018

NEXBANK SECURITIES INC
13455 NOEL ROAD, SUITE 1710, DALLAS, TX 75240

NEXCORE CAPITAL, INC.
10509 VISTA SORRENTO PARKWAY, SUITE 300, SAN DIEGO, CA 92121

NEXT FINANCIAL GROUP, INC.
2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042

NEXT GENERATION EQUITY RESEARCH LLC
1 E. WACKER DR., SUITE 1330, CHICAGO, IL 60601

NEXTREND SECURITIES, INC.
5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248
Mailing Address: P.O. BOX 1755, ADDISON, TX 75001-1755

NFB INVESTMENT SERVICES CORP.
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

NFP SECURITIES, INC.
1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746

NGAS SECURITIES, INC.
120 PROSPEROUS PLACE, SUITE 105, LEXINGTON, KY 40509
Mailing Address: 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY 40509

NI ADVISORS
6132 JOHNSTON DRIVE, OAKLAND, CA 94611-3145

NIA SECURITIES, L.L.C.
66 ROUTE 17, PARAMUS, NJ 07652

NIAGARA INTERNATIONAL CAPITAL LIMITED
8940 MAIN STREET, CLARENCE, NY 14031

NICHOLAS-APPLEGATE SECURITIES LLC
600 WEST BROADWAY, SUITE 2900, SAN DIEGO, CA 92101

NICOL INVESTORS CORPORATION
1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907
Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907

NIGHTHAWK PARTNERS INC.
120 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ 07632

NIKOH SECURITIES CORPORATION
500 SKOKIE BLVD. SUITE 320, NORTHBROOK, IL 60062-1614

NILE CAPITAL, LLC
C/O ROBERT G. ROACH, JR., MCC SECURITIES, 575 MADISON AVE, SUITE 1006, NEW YORK, NY 10022

NIPHIX INVESTMENTS INC.
4507 N. STERLING AVE. SUITE 201, PEORIA, IL 61615
Mailing Address: 4507 N. STERLING AVE SUITE 201, PEORIA, IL 61615

NMP CAPITAL, LLC
444 W. 47TH STREET, SUITE 120, KANSAS CITY, MO 64112

NNN CAPITAL CORP.
4 HUTTON CENTRE DRIVE, SUITE 700, SANTA ANA, CA 92707

NOBLE INTERNATIONAL INVESTMENTS, INC.
6501 CONGRESS AVENUE, SUITE 100, BOCA RATON, FL 33487

NOBLETRADING.COM, INC.
50 BROAD STREET SUITE 408, NEW YORK, NY 10004

NOESIS CAPITAL CORP.
1801 CLINT MOORE ROAD, SUITE 100, BOCA RATON, FL 33487

NOLAN SECURITIES CORP.
535 MAIN ROAD, MONTEREY, MA 01245

NOLLENBERGER CAPITAL PARTNERS INC.
101 CALIFORNIA STREET, #3100, SAN FRANCISCO, CA 94111
Mailing Address: 101 CALIFORNIA STREET #3150, SAN FRANCISCO, CA 94111

NOMURA SECURITIES INTERNATIONAL, INC.
2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198
Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198

NORDBERG CAPITAL INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022

NORDIC PARTNERS INC.
488 MADISON AVE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 488 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

NORFOLK MARKETS, LLC
157 CHURCH STREET, CONNECTICUT FINANCIAL CENTER, 20TH FLOOR, NEW HAVEN, CT 06510

NORTH AMERICAN CAPITAL MARKETS, LLC
701 XENIA AVENUE SOUTH, SUITE 120, MINNEAPOLIS, MN 55416

NORTH AMERICAN CLEARING, INC.
1385 WEST STATE ROAD 434, LONGWOOD, FL 32750
Mailing Address: 1385 WEST STATE ROAD 434, LONGWOOD, FL 32750

NORTH ATLANTIC SECURITIES, L.L.C.
51 US ROUTE ONE, SUITE E, SCARBOROUGH, ME 04074
Mailing Address: P.O. BOX 6819, SCARBOROUGH, ME 04070

NORTH BRIDGE CAPITAL, LLC
45 SCHOOL STREET, 1ST FLOOR, BOSTON, MA 02108

NORTH COAST SECURITIES CORPORATION
9995 GATE PARKWAY NORTH, SUITE 300, JACKSONVILLE, FL 32246

NORTH HAMPTON PARTNERS, L.P.
892 WORCESTER STREET, WELLESLEY, MA 02482
Mailing Address: 171 THURRELL ROAD, POST OFFICE BOX 396, SOUTH BERWICK, ME 03908

NORTH POINT ADVISORS, LLC
580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105

NORTH RIDGE SECURITIES CORP.
1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031

NORTH STAR INVESTMENT SERVICES, INC.
20 NORTH WACKER DRIVE, SUITE 1416, CHICAGO, IL 60606

NORTH WOODWARD FINANCIAL CORP.
690 EAST MAPLE, BIRMINGHAM, MI 48009

NORTHBRIDGE FINANCIAL SERVICES
3650 WEST LIBERTY, ANN ARBOR, MI 48103

NORTHEAST CAPITAL MARKETS CORP.
80 STATE ST 9TH FL, ALBANY, NY 12207
Mailing Address: 80 STATE STREET 9TH FL, ALBANY, NY 12207

NORTHEAST SECURITIES, INC.
333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553

NORTHERN CAPITAL SECURITIES CORPORATION
300 BRICKSTONE SQUARE, 9TH FLOOR, ANDOVER, MA 01810-1435

NORTHERN FUNDS DISTRIBUTORS, LLC
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

NORTHERN SECURITIES, INC.
3003 HAMEL ROAD, MEDINA, MN 55340-0275
Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275

NORTHERN TRUST SECURITIES, INC.
50 SOUTH LASALLE STREET, CHICAGO, IL 60675-0001

NORTHLAND SECURITIES, INC.
45 SOUTH 7TH STREET, 25TH FLOOR, MINNEAPOLIS, MN 55402

NORTHPOINT TRADING PARTNERS, LLC
4555 MANSELL ROAD, SUITE 140, ALPHARETTA, GA 30022

NORTHSTAR FINANCIAL PARTNERS, INC.
2150 BUTTERFIELD DR., SUITE 220, TROY, MI 48084
Mailing Address: 30078 SCHOENHERR, SUITE 100, WARREN, MI 48088

NORTHWEST INVESTMENT ADVISORS, INC.
9 S WASHINGTON ST STE 210, SPOKANE, WA 99201

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797
Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797

NORTHWINDS MARKETING GROUP LLC
211 NORTH FIRST STREET - SUITE 325, MINNEAPOLIS, MN 55401

NOVA FUND L.P.
C/O RENAISSANCE TECHNOLOGIES CORP., 800 THIRD AVE., NEW YORK, NY 10022
Mailing Address: C/O RENAISSANCE TECHNOLOGIES CORP., 800 THIRD AVE., NEW YORK, NY 10022

NPB FINANCIAL GROUP, LLC
3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505

NSM SECURITIES, INC.
1655 PALM BEACH LAKES BLVD., #808, WEST PALM BEACH, FL 33401

NSX SECURITIES LLC
440 SOUTH LASALLE STREET, 26TH FLOOR, CHICAGO, IL 60605

NUMIS SECURITIES INC.
111 5TH AVENUE 13TH FL., NEW YORK, NY 10003
Mailing Address: 111 5TH AVENUE 13TH FL, NEW YORK, NY 10003

NUNAMI SERVICES, LLC.
410 17TH STREET, SUITE 570, DENVER, CO 80202

NUTMEG SECURITIES, LTD.
1960 BRONSON ROAD, BLDG 2, FAIRFIELD, CT 06824

NUVEEN INVESTMENTS, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286

NW ADVISORS LLC
ONE ROCKEFELLER PLAZA, SUITE 1505, NEW YORK, NY 10020

NW CAPITAL MARKETS INC.
10 EXCHANGE PLACE - 17TH FLOOR, JERSEY CITY, NJ 07302

NWT FINANCIAL GROUP, LLC
275 1ST PLACE NW, ISSAQUAH, WA 98027

NY CREDIT SECURITIES, LLC
230 PARK AVENUE, SUITE 1150, NEW YORK, NY 10169

NYFIX CLEARING CORPORATION
100 WALL STREET, NEW YORK, NY 10005

NYFIX MILLENNIUM, L.L.C.
100 WALL STREET, NEW YORK, NY 10005

NYFIX TRANSACTION SERVICES, INC.
100 WALL STREET, NEW YORK, NY 10005

NYLIFE DISTRIBUTORS LLC
169 LACKAWANNA AVENUE, PARSIPPANY, NJ 07054

NYLIFE SECURITIES INC.
51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010

NYPPE, LLC
55 OLD FIELD POINT ROAD, GREENWICH, CT 06830
Mailing Address: 55 OLD FIELD POINT ROAD, GREENWICH, CT 06830