FINRA Members L

L & M SECURITIES COMPANY INC.
969 MAIN STREET, SUITE 206, WALPOLE, MA 02081

L&M FINANCIAL SERVICES
5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129
Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L. DWIGHT SEARCY
145 LADY PALM DR., NAPLES, FL 34104-6455

L.J. GOLDSTEIN & COMPANY, INCORPORATED
1865 PALMER AVENUE-SUITE 108, LARCHMONT, NY 10538

L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD - SUITE 325, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY
9810 MONTGOMERY ROAD, CINCINNATI, OH 45242-6425

L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

L.P. LITTLEWOOD AND ASSOCIATES, INC.
2713 FLOSSMOOR RD., FLOSSMOOR, IL 60422
Mailing Address: 2713 FLOSSMOOR ROAD, FLOSSMOOR, IL 60422

LABRANCHE & CO. LLC
ONE EXCHANGE PLAZA, 25TH FLOOR, NEW YORK, NY 10006-3008

LABRANCHE FINANCIAL SERVICES, INC.
33 WHITEHALL STREET, NEW YORK, NY 10004

LABRANCHE STRUCTURED PRODUCTS DIRECT
33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004

LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B``, COLUMBIA, MO 65203

LACKEN BAY PARTNERS, LLC
481 PIERMONT AVENUE SOUTH, RIVER VALE, NJ 07675

LADENBURG THALMANN & CO. INC.
153 EAST 53RD STREET, 49TH FLOOR, NEW YORK, NY 10022

LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

LAFFER ADVISORS INCORPORATED
2909 POSTON AVENUE, SECOND FLOOR, NASHVILLE, TN 37203

LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3750, MIAMI, FL 33131

LAGUNA FINANCIAL CORPORATION
650 NORTH FIRST STREET, SAN JOSE, CA 95112

LAIDLAW & COMPANY (UK) LTD.
41 DOVER STREET, LONDON, W1S 4NQ ENGLAND
Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016

LAKE FOREST SECURITIES LLC
39 SOUTH LASALLE ST. STE. 716, CHICAGO, IL 60603

LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMAUTE CAPITAL INCORPORATED
3814 10TH ST. NW, WASHINGTON, DC 20011
Mailing Address: 1940 DUKE STREET, SUITE 200, ALEXANDRIA, VA 22314

LAMBRIGHT FINANCIAL SOLUTIONS, LLC
55 WEST MONROE STREET, SUITE 3625, CHICAGO, IL 60603

LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

LAMPOST CAPITAL, L.C.
7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

LANCASTER POLLARD & CO.
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDMARK INVESTMENT GROUP, INC
350 CAYUGA RD, CHEEKTOWAGA, NY 14225

LANDOAK SECURITIES, LLC
10267 KINGSTON PIKE, KNOXVILLE, TN 37922

LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

LANE CAPITAL MARKETS LLC
263 QUEENS GRANT ROAD, FAIRFIELD, CT 06430
Mailing Address: 263 QUEENS GRANT ROAD, FAIRFIELD, CT 06824

LANE FINANCIAL L.L.C.
1420 SHERIDAN RD., SUITE 1E, WILMETTE, IL 60091-1848

LANE, BERRY & CO. INTERNATIONAL, LLC
125 HIGH STREET, SUITE 2500, BOSTON, MA 02110

LANGDON SHAW SECURITIES, INC.
320 N. MERIDIAN STREET, SUITE 908, INDIANAPOLIS, IN 46204-1727

LANGSCHIFF PARTNERS, LLC
200 EAST 71ST STREET, 21B, NEW YORK, NY 10021
Mailing Address: 1 WEST 54TH, BOX 54, NEW YORK, NY 10019

LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LANTRUST SECURITIES INC.
3805 EDWARDS RD., SUITE 130, CINCINNATI, OH 45209

LARA, SHULL & MAY, LTD
8000 TOWERS CRESCENT DR. STE. 660, VIENNA, VA 22182

LARADORBECKER SECURITIES CORPORATION
1400 WOODLOCH FOREST STE 220, THE WOODLANDS, TX 77380

LARHETTE MANIN BENEFITS SERVICE GROUP, INC.
65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARKSPUR CAPITAL CORPORATION
445 PARK AVENUE-15TH FLR., NEW YORK, NY 10022

LARSONALLEN FINANCIAL, LLC
220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

LASALLE CAPITAL, L.L.C.
141 W. JACKSON BLVD, SUITE 2506, CHICAGO, IL 60604

LASALLE FINANCIAL SERVICES, INC.
135 SOUTH LASALLE STREET, SUITE 2111, CHICAGO, IL 60603

LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LAUVER & COMPANY, INC.
2040 E. MARKET STREET, YORK, PA 17402-2840

LAVA TRADING, INC.
95 MORTON STREET, NEW YORK, NY 10014-3336

LAVAFLOW, INC.
95 MORTON STREET, 7TH FLOOR, NEW YORK, NY 10014

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD CAPITAL MARKETS LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LEADER CAPITAL CORP.
121 S.W. MORRISON STE 425, PORTLAND, OR 97204
Mailing Address: 121 SW MORRISON ST. SUITE 425, PORTLAND, OR 97204

LEC INVESTMENT CORP.
1015 FINANCIAL CENTER, BIRMINGHAM, AL 35203

LEDGEWOOD CAPITAL MANAGEMENT, LLC
92 PORTSMOUTH AVENUE, SUITE 15, EXETER, NH 03833

LEEB BROKERAGE SERVICES, INC.
500 FIFTH AVE, 57TH FLOOR, NEW YORK, NY 10110

LEERINK SWANN & COMPANY
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

LEGACY ASSET SECURITIES, INC.
1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027

LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGACY FINANCIAL SERVICES, INC.
2090 MARINA AVENUE, PETALUMA, CA 94954
Mailing Address: 2090 MARINA AVENUE, BOX 6030, PETALUMA, CA 94954

LEGACY PARTNERS GROUP, LLC
520 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

LEGACY SECURITIES CORP.
4684 ROSWELL ROAD, N.E., ATLANTA, GA 30342

LEGACY TRADING CO., LLC
6817 N. BROADWAY, EDMOND, OK 73034

LEGEND EQUITIES CORPORATION
4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410
Mailing Address: 3920 RCA BLVD., SUITE 2004, PALM BEACH GARDENS, FL 33410

LEGEND MERCHANT GROUP, INC.
30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

LEGEND SECURITIES, INC.
39 BROADWAY (SUITE 740), NEW YORK, NY 10006

LEGENT CLEARING
9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114

LEGG MASON INVESTOR SERVICES, LLC
100 LIGHT STREET, P.O. BOX 1476, BALTIMORE, MD 21203-1476
Mailing Address: 100 LIGHT STREET, BALTIMORE, MD 21203-1476

LEHMAN BROTHERS INC.
745 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 1301 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10019

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
140 BROADWAY 29TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY 29TH FLOOR, NEW YORK, NY 10005

LEMLEY, YARLING & CO.
208 SOUTH LASALLE STREET - SUITE 723, CHICAGO, IL 60604-1005

LEMPERT BROTHERS INTERNATIONAL USA, INC.
ROCKEFELLER CENTER, 1270 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10020

LENOX FINANCIAL SERVICES, INC.
400 EAST LINCOLN HIGHWAY, NEW LENOX, IL 60451
Mailing Address: 400 E. LINCOLN HIGHWAY, NEW LENOX, IL 60451

LEONARD & COMPANY
1450 WEST LONG LAKE RD, SUITE 150, TROY, MI 48098

LEONARD SECURITIES, INC
1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118

LEPERCQ, DE NEUFLIZE/TOCQUEVILLE SECURITIES, L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036

LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SUITE 100, SALT LAKE CITY, UT 84101
Mailing Address: 41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

LF ROTHSCHILD, LLC
150 E. PALMETTO PARK ROAD, SUITE 150, BOCA RATON, FL 33432
Mailing Address: 150 E. PALMETTO PARK ROAD, SUITE 450, BOCA RATON, FL 33432

LFC SECURITIES, LLC
1350 EUCLID AVENUE, SUITE 1050, CLEVELAND, OH 44115

LIABILITY SOLUTIONS INC.
135 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

LIATI CAPITAL, LLC
17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004

LIBERTAS PARTNERS LLC
ONE GREENWICH OFFICE PARK, SOUTH, SECOND FL., GREENWICH, CT 06831

LIBERTY ASSOCIATES, INC.
36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036

LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL PARTNERS
10 LIBERTY SQUARE 6TH FLOOR, BOSTON, MA 02109

LIBERTY GROUP, LLC
3923 GRAND AVENUE, OAKLAND, CA 94610

LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY-SUITE #300, ELM GROVE, WI 53122

LIBERTY LIFE DISTRIBUTORS LLC
100 LIBERTY WAY, DOVER, NH 03820-5808

LIBERTY LIFE SECURITIES LLC
100 LIBERTY WAY, DOVER, NH 03820

LIBERTY PACIFIC SECURITIES, LLC
1109 FIRST AVENUE, SUITE 212, SEATTLE, WA 98101-2961

LIBERTY PARTNERS FINANCIAL SERVICES, LLC
4540 CALIFORNIA AVENUE, SUITE 530, BAKERSFIELD, CA 93309

LIBRA SECURITIES, LLC
11766 WILSHIRE BLVD., SUITE 870, LOS ANGELES, CA 90025

LIEBLONG & ASSOCIATES, INC.
10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFE SCIENCE GROUP, INC.
ONE SOUND SHORE DRIVE, SUITE 205, GREENWICH, CT 06830

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIGHTHOUSE CAPITAL CORPORATION
659 ABREGO ST., SUITE 6, MONTEREY, CA 93940

LIGHTHOUSE FINANCIAL GROUP, LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170

LIGHTHOUSE SECURITIES, LTD.
241 MAIN STREET, HARTFORD, CT 06106-1862

LIGHTSPEED PROFESSIONAL TRADING LLC
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

LIGHTSTONE SECURITIES, LLC
1 INTERNATIONAL BLVD SUITE 200, MAHWAH, NJ 07495

LIME BROKERAGE LLC
377 BROADWAY, 10TH FLOOR, NEW YORK, NY 10013

LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.
TWO COMMERCE SQUARE, 2001 MARKET STREET, PHILADELPHIA, PA 19103
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN INTERNATIONAL L.L.C.
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

LINCOLN INVESTMENT PLANNING, INC.
FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

LINEAR FINANCIAL SERVICES, INC.
4 HUTTON CENTRE DRIVE, SUITE 1000, SANTA ANA, CA 92707

LINKBROKERS DERIVATIVES CORPORATION
120 WOOSTER STREET, 5TH FLOOR, NEW YORK, NY 10012

LINSCO/PRIVATE LEDGER CORP.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108-3106

LIQUIDNET, INC.
498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018

LIQUIVEST, INC.
3503 CEDAR KNOLLS DRIVE, SUITE B-3, KINGWOOD, TX 77339

LITTLE AND COMPANY
211 WEST WALL, MIDLAND, TX 79701-4506

LM ANDERSON SECURITIES, LLC
C/O MATRIX CAPITAL GROUP, INC., 335 MADISON AVE - 11TH FLOOR, NEW YORK, NY 10017
Mailing Address: C/O MATRIX CAPITAL GROUP, INC., 335 MADISON AVE. - 11TH FLOOR, NEW YORK, NY 10017

LMT CAPITAL MARKETS LLC
150 EAST 58TH STREET, 15TH FLOOR, NEW YORK, NY 10155

LN SECURITIES, INC.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

LOCKTON FINANCIAL ADVISORS, LLC
725 S. FIGUEROA, 35TH FLOOR, LOS ANGELES, CA 90017

LOEB ARBITRAGE FUND
61 BROADWAY, NEW YORK, NY 10006

LOEB PARTNERS CORPORATION
61 BROADWAY, NEW YORK, NY 10006

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED
HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA
Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA

LOMBARD ODIER DARIER HENTSCH SECURITIES, INC.
12 EAST 49TH STREET, 17TH FLOOR, NEW YORK, NY 10017-1004

LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LONE STAR SECURITIES, INC.
15851 DALLAS PKWY. - SUITE 105, ADDISON, TX 75001-3360

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGBOW SECURITIES, LLC
6000 LOMBARDO CENTER, #650, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC
200 W. JACKSON., SUITE 1600, CHICAGO, IL 60606
Mailing Address: 200 W. JACKSON, SUITE 1600, CHICAGO, IL 60606

LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC
835 MCCLINTOCK DRIVE, SUITE 100, BURR RIDGE, IL 60521

LORING WARD SECURITIES INC.
3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128

LOUIS CAPITAL MARKETS, LP
500 FIFTH AVENUE, SUITE 2010, NEW YORK, NY 10110

LOVELL INCORPORATED
1519 LIPSCOMB DRIVE, BRENTWOOD, TN 37027
Mailing Address: P.O. BOX 157, BRENTWOOD, TN 37024

LOWELL & COMPANY, INC.
1500 BROADWAY - SUITE 1208, LUBBOCK, TX 79401

LUCIA FINANCIAL LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751

LUDLOW WARD SECURITIES LLC
ONE FINANCIAL WAY, SUITE 309, CINCINNATI, OH 45242

LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC
2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

LUTZ, THOMAS P.
625 STANWIX STREET, SUITE 1702, PITTSBURGH, PA 15222-1405

LYDIAN SECURITIES COMPANY
2600 TOWER OAKS BLVD, SUITE 500, ROCKVILLE, MD 20852-3103

LYNCH & ASSOCIATES
200 CLARENDON ST., 50TH FLOOR, BOSTON, MA 02116

LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019