FINRA Members A - Page 2

APEX PRYOR SECURITIES, A DIVISION OF RICE FINANCIAL PRODUCTS CO
333 CLAY STREET, SUITE 3010, HOUSTON, TX 77002-4005
Mailing Address: 333 CLAY STREET-STE 3010, HOUSTON, TX 77002-4005

APPLE LANE GROUP LLC
2393 MAIN STREET, LANCASTER, MA 01523

APS FINANCIAL CORPORATION
1301 CAPITAL OF TEXAS HIGHWAY, #B220, AUSTIN, TX 78746
Mailing Address: 1301 CAPITAL OF TEXAS HIGHWAY #B-220, AUSTIN, TX 78746

AQUARIUS FUND DISTRIBUTORS, LLC
4005 SOUTH 148TH STREET, OMAHA, NE 68137
Mailing Address: 4020 SOUTH 147TH STREET, OMAHA, NE 68137

AQUEDUCT CAPITAL GROUP, LLC
1850 E. THIRD STREET, SUITE 100, CHARLOTTE, NC 28204

AQUILA DISTRIBUTORS, INC.
380 MADISON AVENUE #2300, NEW YORK, NY 10017-2598
Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017

AQUILLIAN INVESTMENTS, INC.
300 FRANK H. OGAWA PLAZA, SUITE 210, OAKLAND, CA 94612
Mailing Address: 300 FRANK H. OGAWA PLAZA, SUITE 210, OAKLAND, CA 94612

AQUILO PARTNERS, INC.
ONE MARITIME PLAZA, 15TH FLOOR, SAN FRANCISCO, CA 94111

ARAPAHO PARTNERS, LLC
390 PARK AVE 18TH FL, NEW YORK, NY 10022

ARBOR ADVISORS, LLC
3300 HILLVIEW, STE. 170, PALO ALTO, CA 94304

ARBOR RESEARCH & TRADING, INC.
1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

ARCADIA INVESTMENT CORPORATION
1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

ARCADIA SECURITIES, LLC
720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

ARCH CREEK ADVISORS LLC
35 WILLOWEND DRIVE, HOUSTON, TX 77024
Mailing Address: 35 WILLOWEND DRIVE, SUITE 200, HOUSTON, TX 77024

ARCHIPELAGO SECURITIES L.L.C.
100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

ARCHIPELAGO TRADING SERVICES, INC.
100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606
Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

ARDOUR CAPITAL INVESTMENTS, LLC
350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

ARENA CAPITAL ADVISORS, LLC
8320 FALLS OF NEUSE ROAD, SUITE 101, RALEIGH, NC 27615

ARETE RESEARCH LLC
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

ARGENT SECURITIES CO. LLC
55 VILCOM CIRCLE, SUITE 200, CHAPEL HILL, NC 27514

ARGOSY CAPITAL SECURITIES, INC.
3775 MANSELL ROAD, ALPHARETTA, GA 30022

ARI FINANCIAL SERVICES, INC.
911 MAIN STREET, SUITE 2222, KANSAS CITY, MO 64105

ARIA CAPITAL ADVISORS, LLC
2202 N. WEST SHORE BLVD., SUITE 200, TAMPA, FL 33607

ARIANE CAPITAL PARTNERS LLC
501 CANDACE LANE, VILLANOVA, PA 19085
Mailing Address: P.O. BOX 32, CONSHOHOCKEN, PA 19428

ARIEL DISTRIBUTORS, LLC
200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601

ARJENT LTD.
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ARJENT SERVICES LLC
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ARK INVESTMENTS
16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500
Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

ARLINGTON SECURITIES, INC.
140 MARINE LANE, ST. LOUIS, MO 63146-2236

ARMA FINANCIAL SERVICES, INC.
8585 E. HARTFORD DRIVE, SUITE 118, SCOTTSDALE, AZ 85255

ARMATA FINANCIAL CORP.
300 EAST LOMBARD STREET, SUITE 1200, BALTIMORE, MD 21202

ARONSON CAPITAL ADVISORS, LLC
700 KING FARM BOULEVARD, ROCKVILLE, MD 20850

ARQUE CAPITAL, LTD.
27520 HAWTHORNE BOULEVARD, SUITE 288, ROLLING HILLS ESTATES, CA 90274

ARROW INVESTMENTS, INC.
3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

ARROWHEAD INVESTMENT CENTER, LLC
550 E. HOSPITALITY LANE, SUITE 220, SAN BERNARDINO, CA 92408

ARTEMIS GLOBAL FINANCE, LLC
10 NEW KING STREET STE. 212, WHITE PLAINS, NY 10604
Mailing Address: 10 NEW KING STREET STE. 212, 2ND FLOOR, WHITE PLAINS, NY 10604

ARTISAN DISTRIBUTORS LLC
875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

ARVEST ASSET MANAGEMENT
201 W. WALNUT STREET, ROGERS, AR 72756
Mailing Address: P.O. BOX 5050, ROGERS, AR 72757-5050

ASANTE PARTNERS LLC
780 THIRD AVENU, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 780 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10017

ASB SECURITIES, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

ASCENDIANT SECURITIES, LLC
18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

ASCENSION FINANCIAL SOLUTIONS, INC.
938 SEARCY WAY, BOWLING GREEN, KY 42103

ASCHER/DECISION SERVICES, INC.
230 E UNION ST., PASADENA, CA 91101
Mailing Address: P.O. BOX 2139, PASADENA, CA 91102-2139

ASD FINANCIAL SERVICES CORP
9999 NE 2 AVE, SUITE 314, MIAMI SHORES, FL 33138

ASG SECURITIES, INC.
6555 N. POWERLINE ROAD,, SUITE 408, FT. LAUDERDALE, FL 33309

ASH SECURITIES WHOLESALING, INC.
7609 WEST JEFFERSON BLVD., FORT WAYNE, IN 46804

ASHRAF CAPITAL CORP.
201 S. LAKE AVENUE, SUITE 603, PASADENA, CA 91101-3004

ASHTON CAPITAL MANAGEMENT, INC.
10145 PACIFIC HEIGHTS BOULEVARD, SUITE 1010, SAN DIEGO, CA 92121

ASHTON YOUNG, INC.
2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

ASHTON-CLAYTON FINANCIAL GROUP, LLC
101 TYRELLAN AVENUE, STATEN ISLAND, NY 10309

ASIA PACIFIC INVESTORS SERVICES
145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

ASKAR CORP.
TWO APPLETREE SQUARE, SUITE #350, BLOOMINGTON, MN 55425-1675

ASPEN EQUITY PARTNERS, LLC
2100 MCKINNEY AVENUE, SUITE 1550, DALLAS, TX 75201

ASPERION GROUP LLC
300 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10020
Mailing Address: 151 EAST 80TH STREET, 3RD FLOOR, NEW YORK, NY 10021

ASSENT LLC
5 MARINE VIEW PLAZA, HOBOKEN, NJ 07030

ASSET ALLIANCE INVESTMENT SERVICES INC.
800 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ASSETMARK CAPITAL CORPORATION
2300 CONTRA COSTA BLVD., SUITE 425, PLEASANT HILL, CA 94523

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.
7133 W. 95TH STREET, SUITE 216, OVERLAND PARK, KS 66212-2248

ASSOCIATED BOND BROKERS, INC.
3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

ASSOCIATED FINANCIAL SERVICES, INC.
118 BROADWAY, SUITE 504 (BLACK BLDG), FARGO, ND 58102
Mailing Address: P.O. BOX 2163, FARGO, ND 58107

ASSOCIATED INVESTMENT SERVICES, INC.
2985 S. RIDGE ROAD, SUITE C, GREEN BAY, WI 54304
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640

ASSOCIATED SECURITIES CORP.
222 N. SEPULVEDA BLVD, 18TH FLOOR, EL SEGUNDO, CA 90245

ASTON FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406

ASTOR SECURITIES, INC.
229 EAST 79 STREET #4D, NEW YORK, NY 10021

ASTORIA CAPITAL MARKETS, INC.
30-08 36TH STREET, LONG ISLAND CITY, NY 11103

AT INVESTOR SERVICES, INC.
50 ROCKEFELLER PLAZA, 15TH FLOOR, NEW YORK, NY 10020
Mailing Address: 50 ROCKEFELLER PLAZA, NEW YORK, NY 10020

ATEL SECURITIES CORPORATION
600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108

ATHENA CAPITAL PARTNERS, INC.
3281 LANDMARK DRIVE, CLEARWATER, FL 33761

ATLANTIC - PACIFIC CAPITAL, INC.
102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

ATLANTIC AMERICAN CAPITAL ADVISORS, LLC
101 E. KENNEDY BLVD. - SUITE 3300, TAMPA, FL 33602

ATLANTIC CAPITAL SECURITIES, LLC
4120 MAIN AT NORTH HILLS STREET, SUITE 230, TWO HANNOVER SQUARE, RALEIGH, NC 27609
Mailing Address: 4120 MAIN AT NORTH HILLS STREET, SUITE 230, RALEIGH, NC 27609

ATLANTIC COAST SECURITIES CORPORATION
3800 WEST BAY TO BAY BLVD, SUITE 22 & 23, TAMPA, FL 33629-6844
Mailing Address: 3800 W. BAY TO BAY BLVD, SUITE 22 &23, TAMPA, FL 33629

ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
45 EXCHANGE STREET, PORTLAND, ME 04101

ATLANTIC REPUBLIC SECURITIES, INC.
49 RICHMONDVILLE AVENUE, SUITE 105, WESTPORT, CT 06880

ATLANTIC SECURITIES, INC.
920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

ATLANTIS INVESTMENT CO. INC.
1055 PARSIPPANY BLVD, SUITE 506, PARSIPPANY, NJ 07054

ATLAS CAPITAL SERVICES, LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169

ATLAS ONE FINANCIAL GROUP, LLC
200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131

ATLAS SECURITIES, LLC
794 DAVIS STREET, SAN LEANDRO, CA 94577-7012

ATLAS STRATEGIC ADVISORS, LLC
140 EAST 45TH STREET, NEW YORK, NY 10017

ATM USA, LLC
14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

ATOM GLOBAL TRADING
141 W. JACKSON BLVD., SUITE 1690, CHICAGO, IL 60604-2901
Mailing Address: 141 W. JACKSON BLVD, SUITE 1690, CHICAGO, IL 60604-2901

ATON SECURITIES, INC.
60 EAST 42ND STREET, SUITE 2530, NEW YORK, NY 10165

ATRIUM SECURITIES, INC.
141 WEST JACKSON BLVD. - SUITE 1340A, CHICAGO, IL 60604

AUDOBON SECURITIES, INC.
9 WEST 57TH STREET, 27TH FLOOR, NEW YORK, NY 10019

AUERBACH GRAYSON & COMPANY INCORPORATED
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841

AUGUSTUS CAPITAL L.L.C.
550 MAMARONECK AVENUE, SUITE 508, HARRISON, NY 10528

AULT GLAZER & CO., LLC
1800 CENTURY PARK EAST, SUITE 200, LOS ANGELES, CA 90067

AURA FINANCIAL SERVICES, INC.
600 BEACON PARKWAY W STE 950, BIRMINGHAM, AL 35209

AURELIUS SECURITIES, LLC
250 WEST 57TH STREET, SUITE 1801, NEW YORK, NY 10107-1899

AURORA CAPITAL LLC
200 PARK AVENUE SOUTH - SUITE 1301, NEW YORK, NY 10003

AURORA FINANCIAL SERVICES, L.L.C.
3600 S. GESSNER, SUITE 210, HOUSTON, TX 77063
Mailing Address: 3600 S. GESSNER, SUITE 210, HOUSTON, TX 77063

AURORA SECURITIES
111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

AURUM CAPITAL, LLC
ONE ATLANTIC STREET 4TH FLOOR, STAMFORD, CT 06901

AURUS ADVISORS, INC.
655 MONTGOMERY STREET, SUITE 800, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 800, SAN FRANCISCO, CA 94111

AUTO CLUB FUNDS, INC.
1 AUTO CLUB DRIVE, DEARBORN, MI 48126
Mailing Address: 1 AUTO CLUB DR, DEARBORN, MI 48126

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC
11 EWALL STREET, MT. PLEASANT, SC 29464

AVALON INVESTMENT & SECURITIES GROUP, INC.
404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

AVALON PARTNERS, INC.
60 BROAD STREET, SUITE 3403, NEW YORK, NY 10004

AVALON SECURITIES, LTD.
1375 BROADWAY, NEW YORK, NY 10018
Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018

AVANTI SECURITIES CORPORATION
22 ST. CLAIR AVENUE EAST - SUITE 1700, TORONTO, M4T 2S3 CANADA
Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

AVENTURA SECURITIES, LLC
3201 NE 183RD STREET, SUITE 2208, AVENTURA, FL 33160

AVERIL CAPITAL MARKETS GROUP, INC.
1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

AVIAN SECURITIES, LLC
100 BOYLSTON STREET, 4TH FLOOR, BOSTON, MA 02116

AVISEN SECURITIES, INC.
3626 FAIR OAKS BLVD., SUITE 300, SACRAMENTO, CA 95864-7256

AVM, L.P.
777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

AVONDALE PARTNERS, LLC
3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203
Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

AXA ADVISORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

AXA DISTRIBUTORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

AXCESSNET, LLC
ONE CRANBERRY HILL, SUITE 6, LEXINGTON, MA 02421

AXELROD ASSOCIATES, INC.
451 COPPER BEECH CIRCLE, ELKINS PARK, PA 19027

AXES AMERICA LLC
420 LEXINGTON AVENUE, SUITE 225, NEW YORK, NY 10170

AXES, LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE16, NEW YORK, NY 10036

AXIOM CAPITAL MANAGEMENT, INC.
780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024

AXIOM MANAGEMENT PARTNERS LLC
17 E 76TH STREET, NEW YORK, NY 10021

AYRE INVESTMENTS, INC.
648 MAIN STREET, AGAWAM, MA 01001

AZIMUTH CAPITAL, LLC
989 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY 10018

AZROC SECURITIES, INC.
4055 MONROEVILLE BLVD, BUILDING 1, SUITE 410, MONROEVILLE, PA 15146