Emerson Equity’s Audited Financial Statement With the SEC Reports Problems Involving Unnamed Offering Emerson Equity disclosed problems involving an unnamed offering in its yearly audited financial statement with the US Securities and Exchange Commission (SEC). This unnamed offering could potentially cause financial harm to the brokerage firm. The full-service broker-dealer,…
Los Angeles-Based Financial Advisor Allegedly Targeted Customers of Iranian Heritage In an earlier GWG L Bond blog post, our securities attorneys reported we were looking into whether customers of Emerson Equity broker Tony Barouti had suffered losses in these high-yield bonds. In March 2022, investors filed two investor claims seeking…
Firm Owes Millions to Investors of GWG High-Yield L Bonds Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is looking into claims of losses by customers who purchased GWG L Bonds at the recommendation of Emerson Equity broker Tony Barouti. Unfortunately, it appears that Barouti, who is…