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Articles Posted in Improper Audits

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Allegations of FCPA Violations, Inflation Schemes, and Improper Audits Lead to SEC Fraud Cases

To settle an Securities and Exchange Commission case, Maxwell Technologies, Inc. and one of its former sales executives and officers, Van Andrews, have agreed to pay $2.8M and $50K in penalties, respectively, but without denying or admitting to the regulator’s allegations. They are not, however, admitting to or denying the…

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