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Articles Posted in James Anderson

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FINRA Bars Ex-Ameritas Broker Following Selling Away Allegations

James Anderson, an ex-Ameritas Investment Corp. adviser, is now barred by the Financial Industry Regulatory Authority (FINRA) after he failed to participate in a probe into allegations that he had taken part in selling away. Ameritas fired Anderson earlier this year after the brokerage firm’s own investigation found that he…

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