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FINRA Bars Ex-HSBC Securities Broker Over Alleged $200K Senior Financial Fraud

The Financial Industry Regulatory Authority is barring Jaime R. Rodriguez, an ex-HSBC Securities (HSBC) broker, in the wake of a charge accusing him of bilking an older customer, who is also legally blind, of $200K. HSBC fired Rodriguez in 2014. Rodriguez is accused of using about $70K of the client’s…

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