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Articles Posted in Riverfront Investment Group

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SEC Fines RiverFront Investment Group For Charging Clients Extra Fees

The U.S. Securities and Exchange Commission says RiverFront Investment Group has agreed to pay a $300,000 to settle allegations that the firm charged clients additional investment management fees beyond the agreed upon wrap fees. RiverFront is settling the SEC charges without denying or admitting to them. With wrap fee programs,…

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