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Articles Posted in WFG Advisors

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SEC Fines Texas-Based Investment Advisory Firm for Overcharging REIT Clients

The U.S. Securities and Exchange Commission is ordering WFG Advisors to pay a $100K penalty for charging clients too much on their investments business development companies and real estate investment trusts. The Dallas-based firm is the registered investment advisory arm of Williams Finance Group. According to the regulator, the purported…

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