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Articles Posted in First Montauk Securities Corp.

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FINRA Suspends License of Dallas Broker-Dealer Linked to Failed Medical Capital Notes

Dallas-based securities firm Cullum & Burks Securities Inc. has had its license suspended by the Financial Industry Regulatory Authority Inc. The broker-dealer, which had 1,300 client accounts, 100 affiliated reps, and $150 million in assets, reportedly failed to files its mandatory, quarterly Focus report. Last November, FINRA said the Texas…

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