Ex-LPL Financial Broker Bradley Goodbred Is In Trouble For Alleged $1.3M Elder Financial Abuse How Senior Investors Can Pursue Damages Over Their Investment Losses The US Securities and Exchange Commission (SEC) recently filed charges against former LPL Financial broker Bradley Allen Goodbred. The ex-Chicago financial advisor, who was barred from…
Ocean Financial Services This independent broker-dealer is a wholly owned subsidiary of Ocean Bank in Florida and was established in 2012. Headquartered in Miami, Ocean Financial Services offers investment management and financial strategies, as well as advice and recommendations, to all kinds of investors. The firm’s website lists fixed income,…
How Energy 11 Investors Can Pursue Oil and Gas Investment Losses From David Lerner & Associates Broker-Dealer Owes $45M in Unpaid Distributions And Has Been The Subject of FINRA Arbitration Claims Once again, David Lerner & Associates has come under scrutiny over proprietary products that it sold exclusively to its customers. In…
What Is The Investment Grade Fund I and Why Are Investor Losses A Concern? Broker-Dealer Negligence Allegations Surface Following Private Placement Losses for Investors. If you are an investor whose broker recommended that you purchase shares in IGF Investment Grade Fund I, LP, you may be struggling with whether you…
How Can SmartStop Self Storage REIT Investors Recover Their Losses? Our Non-Traded REIT Fraud Lawyers Continue To Investigate Claims Against Broker-Dealers. If you are an investor whose brokerage firm recommended SmartStop Self Storage REIT, you may be trying to figure out how to recover your investment losses. Formerly called Strategic…
Are You an Investor Who Suffered losses in Aegis Capital-Underwritten YayYo IPO? Broker-Dealer Faces Investor Fraud, Negligence, and Misrepresentation Allegations If you are an investor who took part in an initial public offering (SPO) sold by Aegis Capital Corp. and you suffered investment losses, you may want to consider exploring your legal…
Broker-Dealer Negligence Alleged Related To Investor Losses Tied to GPB Auto and GPB Holdings II Should You File a FINRA Arbitration Claim Against Sanctuary Securities Over Your GPB Private Placement Sale Losses? If you are someone whose Sanctuary Securities broker recommended that you invest in GPB Capital Holdings private placement funds,…
What Should You Do If You Suspect That You Were The Victim of Investment Fraud or Negligence by Your Broker? Our Investor Lawyers At Shepherd Smith Edwards and Kantas May Be Able To Help If you are an investor who lost money because your financial advisor committed broker fraud or…
What Should You Do If You Are A GK Investment Holdings 7% Bond Investor? JCC Advisors and Other Broker-Dealers May Have Unsuitably Sold This Investment To Customers Earlier this year, GK Investment Holdings, LLC (GKIH) sent a letter to investors warning that if 90% of them failed to trade in their current…
What Are Common Signs of Investment Fraud and How Can Our Investor Attorneys Help? Red Flags May Help Identify When You Have Become The Victim of Fraudulent Activities If you are someone who has suffered significant losses to your investment or retirement funds, it is important that your financial advisor…