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Barred Wells Fargo Broker Named in Unsuitable Investment Fraud Case Recently Settled for $995K

Fired Wells Fargo Representative is Barred by FINRA The Financial Industry Regulatory Authority (FINRA) announced this month that it is barring former Wells Fargo Advisors Financial Network broker, Leonard Charles Kinsman, from the industry.  The ban comes after Kinsman refused to testify in the self-regulatory organization’s (SRO’s) probe into his…

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Shepherd Smith Edwards and Kantas Investigates Ex-Wells Fargo Broker Leonard Kinsman

Our investor fraud lawyers at SSEK Law Firm are looking into claims involving former Wells Fargo (WFC) broker Leonard Kinsman (Kinsman). Kinsman currently still faces at least two customer complaints that were brought before the Financial Industry Regulatory Authority (FINRA), one claim involves a New Jersey widow and mother of…

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