How To Avoid Investment Fraud
Investor Losses Caused By Investment Fraud Are Not Your Fault
One of the more common questions that investors ask us is whether there is anything they could have done to protect themselves from becoming the victim of investment fraud. But many times, financial advisor misconduct can be hard to identify let alone stop—unless you know what to look for.
Retail customers, retirees, and even sophisticated investors will usually hire financial professionals that they believe they can trust. Unfortunately, there are brokers and investment advisers who will willfully violate that good faith.