LinkedIn
¿PERDIÓ EN BONOS Y FONDOS DE PUERTO RICO?

CALL US!800-259-9010

CALL US!800-259-9010

Tag: GPB Capital Holdings

Home Tag: GPB Capital Holdings

FINRA and SEC Reportedly Probe GPB Capital Holdings and The Brokerage Firms That Sold Its Private Placements

ccollins

According to InvestmentNews, sources are reporting that GPB Capital Holdings is now under investigation by both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). The probes come just a few months after Massachusetts Secretary of the Commonwealth William Galvin announced that he was conducting a widespread probe into over 60…

GPB Capital Holdings’ Auditor Resigns Within Months of Private Placement Sales Suspension

ccollins, , , ,

Already under scrutiny for suspending its sale of private placements, along with redemptions to investors, GPB Capital Holdings now has to explain why its accountant, Crowe LLP, has resigned as the alternative asset management firm’s auditor. GPB Capital had announced a few months ago that it was undergoing an accounting overhaul and that this was…

Menu