Alternative Investment Fraud Lawyers
Customers of Berthel Fisher Sought $32.1M in Damages From Brokerage-Dealer
Our Experienced Alternative Investment Fraud Lawyers Are Investigating Investor Losses
According to the yearly audited financial statement submitted by Berthel Fisher to the US Securities and Exchange Commission (SEC) in March, the broker-dealer concluded 2022 with about $32.1M in pending investor loss claims. While it is unclear which investments were specifically involved, as InvestmentNews reported, Berthel Fisher has a long history of selling alternative investments to customers. On multiple occasions, these investment recommendations were investors for whom these were allegedly unsuitable given their financial goals.