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Articles Posted in Stifel Nicolaus

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FINRA Suspends Ex-Stifel Nicolaus Broker Andrew Elsoffer for Two Years

Ohio Financial Advisor Andrew Elsoffer Named in Multiple Customer Disputes Andrew Bruce Elsoffer, who Stifel, Nicolaus & Co. fired in 2018, is suspended by the Financial Industry Regulatory Authority (FINRA) for two years, beginning March 7, 2022. The suspension comes in the wake of customer allegations that he exercised discretion…

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