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FINRA Bars Ex-Texas Based Brokers from Merrill Lynch and RBC Capital Markets

The Financial Industry Regulatory Authority has barred three more former brokers in the wake of fraud allegations against them. Two of them were based in Texas. They are: Former Merrill Lynch broker Terrance Hood Ex-RBC Capital Markets broker Jonathan Freehill Former Signator Investors broker Dennis Ferwerda Ex-Merrill Lynch Broker Accused…

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