From Our Lexington, Kentucky Overconcentration Lawyers, We Represent Investors Whose Financial Advisors Excessively Concentrated Their Accounts For more than 30 years, Shepherd Smith Edwards and Kantas Kentucky Overconcentration Lawyers (investorlawyers.com) have represented Kentucky investors who have sustained losses in their investment accounts because of overconcentration. This is a serious problem…
SSEK Mississippi Overconcentration Lawyers Are Representing Magnolia State Investors Against Brokers and Investment Advisers From our Gulfport, MS securities law offices, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents Mississippi investors who sustained losses because of excessive concentration in their brokerage accounts. Overconcentration is a common problem that may have been avoided were…
The SSEK New Orleans Overconcentration Law Firm is Representing Louisiana Investors Who Were The Victims of Broker Negligence or Fraud Shepherd Smith Edwards and Kantas (investorlawyers.com) are proud to represent investors from Bayou State who have been the victims of excessive concentration by their financial advisors. From our Metairie, LA securities law…
Portland, Oregon Overconcentration Law Firm. Our Broker-Dealer Attorneys Represent Oregon Investors Who Suffered Losses Because of a Failure To Diversify From our Portland, OR securities law offices, the Shepherd Smith Edwards and Kantas Oregon Overconcentration Law Firm (investorlawyers.com) represent investors in Oregon who sustained portfolio losses because their stockbroker excessively concentrated their…
Are You The Victim of Overconcentration by Your Broker? Shepherd Smith Edwards and Kantas Overconcentration Attorneys Want To Talk To You As an investor, you are always taking on a certain degree of risk. What you invest in is as important as whether or not your portfolio is properly diversified. This…
Did You Suffer Portfolio Losses Because Of A Failure To Diversify? Our Skilled Overconcentration Attorneys Help Investors Pursue Financial Recovery Financial advisors should know the importance of properly allocating an investor’s funds among different kinds of financial products, asset classes, or market sectors. Seeing as all investments come with some…
RBC Capital Markets Settlement With FINRA Includes a Fine and Restitution RBC Capital Markets has reached an agreement with FINRA in which the broker-dealer will pay $1M to resolve allegations of overconcentration in customers’ accounts involving high-yield bonds. Without denying or admitting to the self-regulatory organization’s (SRO’s) findings, RBC consented…