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Articles Posted in Securities Fraud

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Illinois Investor Sues Open to the Public Investing

Illinois Investor Sues Open to the Public Investing After Losing Hundreds of Thousands of Dollars  Unauthorized Third Party Accessed Her Brokerage Account And Made Trades Without Permission  Shepherd Smith Edwards and Kantas Securities Law Firm  (investorlawyers.com) is representing an investor who lost hundreds of thousands of dollars in life savings within a…

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Texas Couple Files $5,000,000 Structured Product Lawsuit Against Merrill Lynch

Our Houston Securities Law Firm Is Representing These Investors In FINRA Arbitration Due to what we believe was a blatant commission grab by Merrill Lynch, Pierce, Fenner & Smith and its broker Philip Wayne Jones, two Texas investors have suffered extreme portfolio losses involving complex structured notes and the purported churning of mutual…

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Kentucky Securities Law Firm

Paducah, KY Couple Files Easterly ROCMuni High Income Fund Loss Lawsuit Against Stifel, Nicolaus & Co. Claimants Are Suing For Up To $500,000 In Damages Our Kentucky securities law firm of Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing two more Paducah, KY investors against Stifel, Nicolaus.& Co. over losses involving the Easterly ROCMuni High…

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Houston Securities Law Office 

For Texas Investors Who Suffered Losses In iCapital VRF or Virage, The Time To Explore Your Legal Options Is Now Contact our iCap VRF Investment Losses Attorneys in Houston, TX Shepherd Smith Edwards and Kantas Houston Securities Law Office (investorlawyers.com) is continuing to speak with Texas investors who suffered losses involving iCapital…

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Kentucky Securities Law Office

Are You A Paducah, Kentucky Investor Whose Stifel Broker Sold You Easterly ROCMuni High Income Fund? Meet With Our Investment Fraud attorneys in Paducah, Kentucky on Aug 7th-8th, 2025  If you are a Kentucky investor who lost money in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX) that was marketed and…

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SEC Securities Fraud Lawyers

I Am An Investor. The Broker I Suspect Defrauded Me Is Under Investigation by the SEC. Should I Still Sue? Find Out The Answer To That Question From Our Knowledgeable SEC Securities Fraud Lawyers Shepherd Smith Edwards and Kantas SEC Securities Fraud Lawyers (investorlawyers.com) represent investors who sustained losses because of…

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Securities Lawyers

Are You A Northstar Financial Services (Bermuda) Investor? Our Securities Lawyers May Be Able To Help Owner Greg Lindberg Pleads Guilty To Criminal Charges In $2B Fraud Case Shepherd Smith Edwards and Kantas Securities Lawyers (investorlawyers.com) continues to investigate claims of losses by investors whose financial advisors marketed and sold them Northstar…

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Securities Law Firm

I’m An Investor. How Should I File A Securities Fraud Claim in the US? Our Skilled Securities Law Firm Can Help You Explore Your Legal Options Pursuing damages to recoup your investment losses caused by fraud or financial advisor misconduct can be a difficult process, which is why you need seasoned securities…

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SEC Attorney

How Can A Skilled SEC Attorney Help You Pursue Damages From Your Broker-Dealer? Shepherd Smith Edwards and Kantas Has Been Fighting For Investors For Over 30 Years If you believe that you could be the victim of securities fraud, you may want to explore your legal options with a knowledgeable…

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Lexington KY Securities Lawyers

Lexington KY Securities Lawyers Helping Kentucky Investors in Recovering Portfolio Losses Caused By Investment Adviser and Broker Fraud In the Bluegrass State, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent novice investors, sophisticated investors, retirees, older investors, high-net-worth investors, and institutional investors who have suffered losses due to financial advisor misconduct…

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