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Articles Posted in Broker-Dealer Negligence Attorneys

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Broker-Dealer Negligence Attorneys

Investor Alert!  Andrew Jacobus Alleged $200 Million Ponzi Scheme Are you a victim of Andrew Jacobus and his alleged Ponzi scheme?  Shepherd Smith Edwards & Kantas Broker-Dealer Negligence Attorneys are Representing Investors Against those who facilitated this scheme, including suing Interactive Brokers If you invested money with former Florida registered…

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Overconcentration Attorneys

Did You Suffer Portfolio Losses Because Of A Failure To Diversify? Our Skilled Overconcentration Attorneys Help Investors Pursue Financial Recovery Financial advisors should know the importance of properly allocating an investor’s funds among different kinds of financial products, asset classes, or market sectors. Seeing as all investments come with some…

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Broker-Dealer Negligence Attorneys

When Retirees Are Targeted By Brokers in Ponzi Scams Oppenheimer Must Pay Almost $14M Related to A$110M Scheme Run By Former Financial Advisor John Woods A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered Oppenheimer & Co. to pay five Florida retirees and two trusts nearly $14M in losses they…

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