Close

Articles Posted in Eva Weinberg

Updated:

Merrill Lynch to Pay $300K to Settle Inadequate Supervision Allegations

The Financial Industry Regulatory Authority (FINRA) is ordering Merrill Lynch to pay $300K after finding that it did not properly supervise former broker Eva Weinberg, who went to prison for defrauding former NFL football player Dwight Freeney. Merrill, which is now a wholly-owned Bank of America (BAC) subsidiary, consented to…

Contact Us
Live Chat