Representing Texas Investors Whose Brokers Disregarded Their Best Interests And Caused Them Unnecessary Portfolio Losses From our Dallas, TX securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents Lone Star State investors against broker-dealers and investment advisers who sustained serious losses because their financial advisor violated Regulation Best Interest (REG BI) when…
Articles Posted in Current Investigations
Attn: Easterly ROCMuni High Income Municipal Bond Fund Investors Who Have Sustained Serious Losses. Explore Your Legal Options Now
Shepherd Smith Edwards and Kantas Easterly ROCMuni Investor Lawyers Have Filed Six- and Seven-Figure Easterly Fund Recovery Claims Against Broker-Dealers That Sold This High-Risk Junk Bond Fund If you are an investor whose broker unsuitably recommended that you invest in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMHVX), it is…
Washington State Couple Files Seven-Figure Lawsuit Against Aurora Securities Over Inspired Healthcare Capital Losses
Shepherd Smith Edwards and Kantas Inspired Healthcare Capital Loss Attorneys are Representing These Retirees in FINRA Arbitration Two Bellevue, Washington, investors in their sixties are suing Aurora Securities and their former broker, Roger William Bowlin. They are seeking up to $1,000,000 in damages for losses they sustained in Inspired Healthcare…
For KBS REIT III Investors, A Net Asset Value Reduction For This Non-Traded REIT May Mean More Trouble
Shepherd Smith Edwards and Kantas REIT Investor Loss Lawyers Continues To Investigate In December 2025, KBS Real Estate Investment Trust III’s board announced its latest Net Asset Value (NAV) of $2.89/common stock share, which is down from $3.89 the year before. This shows a harsh decline in per-share value for…
Escondido, CA Couple Files Six-Figure Inspired Healthcare Capital Lawsuit Against Emerson Equity
Following IHC’s Bankruptcy Filing, Our Delaware Statutory Trust Lawyers Are Continuing To Represent Many Investors Against This Brokerage Firm If you are an Inspired Healthcare Capital (IHC) investor who was hoping to get your money from your investment back from this alternative asset firm, know that it is highly unlikely,…
Are You An Investor Who Suffered Costly Losses While Working With Former Stifel Broker Jonathan Webster?
The Shepherd Smith Edwards and Kantas FINRA Arbitration Law Firm Is Investigating Former Stifel Broker Jonathan Webster If you sustained serious losses from costly brokerage trades made by ex-Stifel, Nicolaus, & Co. financial advisor Jonathan Mark Webster, contact Shepherd Smith Edwards and Kantas (investorlawyers.com). Webster, a longtime broker of nearly 39…
Are You An Investor Who Suffered Losses In Red Oak Capital Holdings?
Contact Shepherd Smith Edwards and Kantas Alternative Investment Loss Recovery Attorneys To Explore Your Legal Options If you are an investor who suffered losses in any of the following Red Oak Capital Funds, contact us today to schedule your free case consultation: Red Oak Capital Fund Income Opportunity Fund II Red Oak…
Former Broker James Walesa Is Barred by FINRA
Our Broker Fraud Lawyers Continue To Investigate Investor Losses The Financial Industry Regulatory Authority (FINRA) announced that it has barred former financial James Thaddeus Walesa. His former clients have filed at least 19 investor lawsuits accusing him of making unsuitable investment recommendations, including one case that was concluded with a $9.75M settlement.…
Ft. Lauderdale Retirees Sue Emerson Equity Over Inspired Healthcare Capital Losses
Shepherd Smith Edwards and Kantas Is Representing This Six-Figure Lawsuit in FINRA Arbitration Two Florida senior investors are suing Emerson Equity for up to $500,000 in damages for losses they sustained in Delaware Statutory Trusts (DSTs) issued by Inspired Healthcare Capital (IHC). Also named as respondents in their investment loss recovery…
Inspired Healthcare Capital Bankruptcy: Investor Loss Recovery Options
Investor Alert: Inspired Healthcare Capital Holdings Bankruptcy and What it Means for Investors. Shepherd, Smith, Edwards & Kantas is Representing Dozens of Investors Already in Claims for Losses in Inspired Healthcare Capital Holdings Entities. On February 2, 2026, Inspired Healthcare Capital Holdings, LLC (“Inspired Healthcare”) filed for Chapter 11 Bankruptcy…