Brokers Ting Chen and Donald McKiernan Are Respondents In This FINRA Lawsuit Shepherd Smith Edwards and Kantas GWG L Bond Attorneys (investorlawyers.com) is representing an elderly Dallas, TX investor in his six-figure GWG investment loss recovery claim against brokerage firm Landolt Securities and its registered representatives Ting Kuo Chen and Donald…
Articles Posted in Current Investigations
Chicago Securities Lawyers Fight for Investors to Recoup Losses from Negligent Brokerage Firms
We Represent Illinois Investors In Recouping Losses From Broker-Dealers and Investment Advisers From our Chicago securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) works with investors throughout the Prairie State in holding brokerage firms and investment advisers liable because they did not properly supervise their brokers and activities in customers’…
Founders of Versity Investments Face Lawsuits Alleging Misappropriation of Investor Funds
Are You An Investor Who Suffered Losses in Versity Investments? If Your Broker Sold You These DSTs, Contact Our Regulation D Investor Attorneys Today Shepherd Smith Edwards and Kantas (investorlawyer.com) is representing investors who have suffered losses in Versity Investments (NKA) Crew Enterprises. The alternative asset firm and a few of…
More Easterly ROCMuni Fund Investors from Paducah, KY Sue Stifel, Nicolaus & Co. For Up To $500,000
Couple Is Alleging Unsuitability and Breach of Fiduciary Duty in Their FINRA Lawsuit Against The Broker-Dealer Shepherd Smith Edwards and Kantas ROCMuni Fraud Recovery Attorneys (investorlawyers.com) are representing two more Claimants from Paducah, Kentucky, who suffered serious portfolio losses after Stifel, Nicolaus & Co. broker Adam Chustz allegedly unsuitably recommended…
I’m A Customer of Former Stifel Broker Chuck Roberts. What Should I Do About My Portfolio Losses?
Brokerage Firm Stifel, Nicolaus & Co. Has To Pay More Than $140M To Clients Shepherd Smith Edwards and Kantas Alternative Investment Loss Attorneys (investorlawyers.com) are continuing to investigate claims of losses involving former customers of ex-Stifel, Nicolaus & Co. stockbroker Chuck A. Roberts. Already, the brokerage firm has to pay…
New York Overconcentration Attorneys
We Are A Nationally Recognized Securities Law Firm That Represents NY Investors Against Wall Street Firms and Other US Broker-Dealers If you are a New York investor who sustained serious losses because of a failure to diversify in your brokerage account by your financial advisor, you may be able to…
California Investor Files Six-Figure Versity Equity Investment Lawsuit Against Emerson Equity
Our Delaware Statutory Fraud Attorneys Are Representing This Middle-Aged Investor Shepherd Smith Edwards and Kantas Delaware Statutory Fraud Attorneys (investorlawyers.com) are representing a Costa Mesa, CA Claimant who is suing Emerson Equity and financial advisor Dominic Julio Baldini for up to $500,000 over losses he sustained in Versity Investments (KNA…
Illinois Investor Sues Open to the Public Investing
Illinois Investor Sues Open to the Public Investing After Losing Hundreds of Thousands of Dollars Unauthorized Third Party Accessed Her Brokerage Account And Made Trades Without Permission Shepherd Smith Edwards and Kantas Securities Law Firm (investorlawyers.com) is representing an investor who lost hundreds of thousands of dollars in life savings within a…
Our IHC Investor Recovery Attorneys Can Help Investors Recover IHC Losses
Are You an Austin, TX Investor Whose Realized Financial Broker Sold You Inspired Healthcare Capital DSTs? If You Have Suffered IHC Losses, Contact Our Texas Broker-Dealer Negligence Law Firm Today In Austin, Texas, the Shepherd Smith Edwards and Kantas Investor Recovery Attorneys (investorlawyers.com) is offering free, no obligation case assessments…
Our Western Colorado Overconcentration Law Firm Helps Investors Explore Their Legal Options
Western Colorado Overconcentration Law Firm Our Ridgway, CO Securities Attorneys Are Here To Help Investors Throughout The Western Slope Explore Their Legal Options For most investors, proper diversification among their investments is important to maximize stability and safety while decreasing the risk of loss. Unfortunately, overconcentration continues to be a serious issue…