FINRA Arbitration

Illinois FINRA Attorneys

Published on: May 1, 2023 | by Shepherd Smith Edwards & Kantas, LLP

From Our Chicago Securities Law Offices, our Illinois FINRA Attorneys Represent Investors Against Broker-Dealers

For more than 30 years, Shepherd Smith Edwards, and Kantas (investorlawyers.com) have been fighting for investors throughout Illinois in helping them to pursue the damages they are owed from the brokerage firms that caused their investment losses. This includes representing them in FINRA arbitration, which is where such claims against broker-dealers and their registered representatives are usually brought.

Our trusted Illinois FINRA law firm knows how devastating it can be to suffer serious portfolio losses, which is why we are here to help. We work with retail investors, retirees, senior investors, accredited investors, high-net-worth individual investors, ultra-high-net-worth individual investors, and institutional investors that were the victims of broker misconduct or negligence.

New York FINRA Attorneys

Published on: April 3, 2023 | by Shepherd Smith Edwards & Kantas, LLP

New York FINRA Attorneys Representing Investors Against The Largest Broker-Dealers on Wall Street

Shepherd Smith Edwards and Kantas (investorlawyers.com) represent New York investors and others against broker-dealers all over the state, including the biggest Wall Street firms. In addition to our Buffalo securities law office, we have branch offices throughout the United States.

If you live in the Empire States and would like to explore your legal options, contact our seasoned Buffalo FINRA attorneys today to request your free, no-obligation case consultation.

Kentucky FINRA Attorneys

Published on: April 3, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Kentucky FINRA Attorneys From Our Lexington Securities Law Office, We Represent Investors Against US Brokerage Firms

If you are a Kentucky investor who has suffered serious portfolio losses that you suspect may have been due to the wrongful or negligent actions of your financial advisor, it is important that you speak with a skilled Kentucky FINRA Attorneys right away. At Shepherd Smith Edward and Kantas (investorlawyers.com) we can help you explore your legal options.

With our securities law firm conveniently located in Lexington, we work with investors throughout the state. We represent clients not just against Kentucky-based brokerage firms but also against broker-dealers all over the United States.

Oregon FINRA Attorneys

Published on: February 28, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Represent Investors in Recouping Their Broker Fraud Losses

Suffering serious investment losses is never easy, especially when this could have been avoided were it not for the negligent or wrongful actions of your financial advisor. At Shepherd Smith Edwards and Kantas (investorlawyers.com) we represent Oregon investors against brokerage firms all over the United States in pursuing damages for the financial harm they have suffered because of broker misconduct.

To schedule your free, no-obligation case assessment, contact our Portland investment fraud and securities law firm at (971) 285-3075.

Mississippi FINRA Attorneys

Published on: February 7, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Has A Securities Law Firm in Gulfport and Represents Mississippi Investors Against Brokerage Firms

If you are a Mississippi investor who is wondering whether your broker-dealer and their financial advisor played a part in causing your portfolio losses, you will want to speak with our knowledgeable Gulfport FINRA lawyers. We can help you determine whether you have grounds for filing a securities lawsuit against the firm.

Your broker-dealer and financial advisor should be registered with the Financial Industry Regulatory Authority (FINRA), which has a forum where you would likely go to resolve your dispute. The reason for this is that when you agreed to the contract to work with your broker you also probably signed a clause in which you consented to resolve any disagreements through FINRA arbitration.

Houston FINRA Attorneys

Published on: February 5, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Headquartered in Houston, Shepherd Smith Edwards and Kantas Represents Texas Investors and Others in Suing Brokerage Firms

Since 1990, our Houston FINRA lawyers have represented investors throughout Texas who have suffered investment losses caused by financial advisor misconduct, fraud, or negligence. Led by Shepherd Smith Edwards and Kantas Senior Partners and securities attorneys Sam Edwards and Kirk Smith, our knowledgeable team of lawyers, paralegals, and legal assistants is focused exclusively on helping retail investors, high-net-worth investors, retirees, and institutional investors in recouping the damages they are owed by their broker-dealers.

For most investors, this means filing a securities fraud lawsuit against their brokerage firm and possibly even their stockbroker, in Financial Industry Regulatory Authority (FINRA) arbitration.

Broker Fraud Lawsuit

Published on: February 2, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Can You Sue Your Broker Over Your Investor Losses?

Filing A FINRA Lawsuit With the Help of Skilled Broker Fraud Lawsuit Attorneys

If you suffered investment losses that you believe were caused by the wrongful or negligent actions of your financial advisor, you may be able to pursue damages from them through Financial Industry Regulatory Authority (FINRA) arbitration. In this forum, you can submit your securities fraud lawsuit which will be heard by a panel of FINRA arbitrators.

GWG Investor Loss Attorneys

Published on: February 2, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Our GWG Investor Loss Attorneys May Be Able To Help You

Investors File FINRA Lawsuit Seeking Up to $5M from NI Advisors

Shepherd Smith Edwards and Kantas (investorlawyers.com) is continuing to sue the brokerage firms that sold GWG L Bonds to investors. Most recently, this involved two securities fraud claims submitted in Financial Industry Regulatory Authority (FINRA) arbitration on behalf of:

Dallas FINRA Attorneys

Published on: February 2, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edward and Kantas Has Been Fighting For Texas Investors For Over 30 Years

Since 1990, our Dallas FINRA lawyers have been representing investors pursuing damages caused by broker fraud or negligence. With our unparalleled experience in securities litigation, Shepherd Smith Edwards and Kantas (investorlawyers.com) has helped thousands of Texas investors, as well as investors throughout the United States, in obtaining financial recovery from their brokerage firms through arbitration, mediation, and litigation.

For many of our clients, this has meant filing a FINRA lawsuit against their broker-dealer, and possibly, their financial advisor. Financial Industry Regulatory Authority (FINRA) arbitration is the forum where your legal case will likely be heard. The reason why you are limited from going to court is you more than likely signed a pre-arbitration clause in your contract with the brokerage firm in which you agreed to arbitrate any dispute you had with them.

Colorado Annuity Loss Lawyers

Published on: February 1, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Why Investors With Colorado Bankers Life Insurance Annuity Losses Should Contact Our Experienced Securities Lawyers

Shepherd Smith Edwards and Kantas Colorado Annuity Loss Lawyers Has Already Filed Dozens of Annuity Loss Lawsuits Related to Greg Lindberg-Owned Entities

If you are an investor who purchased annuities issued by Colorado Bankers Life Insurance Company or Bankers Life Insurance Company, you may be wondering how to recover your money, especially in light of a court’s order in late 2022 that placed both entities into liquidation. Both insurers are Global Growth entities and are owned by beleaguered insurance magnate Greg Lindberg.