If You’ve Joined A Class Action Securities Fraud Lawsuit Against GWG Holdings Can You Still Sue Your Broker? Our Broker Negligence Law Firm Represents GWG Investors Against Broker-Dealers At the end of March, the legal team for GWG Holdings told a Texas bankruptcy judge that it needed another two weeks to provide…
Articles Posted in Current Investigations
Illinois FINRA Attorneys
From Our Chicago Securities Law Offices, our Illinois FINRA Attorneys Represent Investors Against Broker-Dealers For more than 30 years, Shepherd Smith Edwards, and Kantas (investorlawyers.com) have been fighting for investors throughout Illinois in helping them to pursue the damages they are owed from the brokerage firms that caused their investment…
Broker Misconduct Law Firm
Are You A Sophisticated Investor Who Suspects Your Portfolio Losses Were Due To Broker Fraud? Our Broker Misconduct Law Firm Can Help You Explore Your Legal Options The Broker Misconduct Law Firm, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent all kinds of investors who have suffered investment losses caused by the…
Brokerage Firm Negligence Law Firm
Our Brokerage Firm Negligence Law Firm is Investigating Barred LPL Broker John Matson Elderly Investor Called FINRA Helpline for Seniors to Complain If you suffered significant portfolio losses while working with former LPL Financial stockbroker John Nicholas Matson, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you determine whether you have grounds…
Broker Dealer Negligence Attorney.
Former Morgan Stanley Broker Darryl Cohen Allegedly Defrauded NBA Stars of Over $13M Our Trusted Broker Fraud Lawyers Are Investigating Claims of Investor Losses The Shepherd Smith Edwards and Kantas Broker Dealer Negligence Attorney teams (investorlawyers.com) are continuing to speak to former customers of ex-Morgan Stanley financial advisor Darryl M.…
Broker-Dealer Negligence Lawyers
Are You An Investor Who Suffered Losses In AllianceBernstein’s Options Advantage Strategy? Our Broker-Dealer Negligence Lawyers Are Investigating Sanford Bernstein Financial Advisors If you are someone whose financial advisor recommended that you invest in AllianceBernstein’s Options Advantage Strategy and suffered significant investor losses, contact the Broker-Dealer Negligence Lawyers at Shepherd…
New York FINRA Attorneys
New York FINRA Attorneys Representing Investors Against The Largest Broker-Dealers on Wall Street Shepherd Smith Edwards and Kantas (investorlawyers.com) represent New York investors and others against broker-dealers all over the state, including the biggest Wall Street firms. In addition to our Buffalo securities law office, we have branch offices throughout the…
Kentucky FINRA Attorneys
Kentucky FINRA Attorneys From Our Lexington Securities Law Office, We Represent Investors Against US Brokerage Firms If you are a Kentucky investor who has suffered serious portfolio losses that you suspect may have been due to the wrongful or negligent actions of your financial advisor, it is important that you speak…
Bond Fraud Lawyers
Why Credit Suisse 7.5% Perpetual AT1 Bond Investors May Want To Explore Their Legal Options Our Bond Fraud Lawyers Are Investigating Whether Broker-Dealers Committed Due Diligence Failures With the UBS/Credit Suisse merger resulting in the writing off to zero of $17.2B Credit Suisse contingent convertible bonds (CoCos), investors of the…
Broker Misappropriation Attorney
When Alleged Broker Misappropriation Leads To Investor Losses Ex-Monmouth Capital Management Financial Advisor Caz Craffy Is Accused of Defrauding Military Families Our trusted broker fraud lawyers work with investors and their families that have sustained losses due to financial advisors or negligence. This includes looking into allegations of misappropriation by…