Articles Posted in Financial Advisor Negligence

Florida Financial Advisor Fraud Attorneys From Our Tampa Law Office, We Represent Retail Investors, Retirees, High-Net-Worth Investors, and Institutions 

With so many investors from all walks of life living in Florida, it is important to know that our trusted Tampa financial advisor fraud law firm is here to help. Shepherd Smith Edwards and Kantas ( represent retail investors, seniors, retirees, accredited investors, high-net-worth individual investors, and institutional investors in pursuing the damages they are owed because of broker misconduct or negligence.

Whether you have been the victim of Florida Financial Advisor Fraud Attorneys by a broker or investment adviser, or a registered representative based elsewhere in the United States, we cannot stress how essential it is that you work with seasoned securities lawyers who have the experience and resources to see your investment loss recovery claim to its conclusion.

New York Financial Advisor Fraud Lawyers 

From Our Buffalo Law Offices, Shepherd Smith Edwards and Kantas Is Dedicated To Fighting For NY Investors

Choosing a broker or investment adviser to manage your money is an important decision to make, and one would hope that any financial professional would take the responsibility seriously. Unfortunately, financial advisor fraud happens way too often and this can lead to serious losses for victims.

Our Mississippi Financial Advisor Fraud Attorneys Has Been Fighting For Investors Since 1990

Suffering investment losses can be devastating whether you are a retail investor, a high-net-worth sophisticated investor, or an institutional investor. At Shepherd Smith Edwards and Kantas ( we represent investors throughout Mississippi in recovering their portfolio losses that were caused by financial advisor misconduct or negligence. Contact us today to request your free, no-obligation case assessment.

I’m a Mississippi Investor. How Do I Know If I’m The Victim of Financial Advisor Fraud?

Louisiana Financial Advisor Fraud Lawyers

From Our New Orleans Law Offices, We Work With Investors To Recoup Their Investment Losses 

Shepherd Smith Edwards and Kantas ( work with individual and institutional investors throughout the state to help them obtain the financial recovery they are owed by financial advisors who have committed fraud, engaged in some other type of misconduct or were negligent. With over 100 years of combined experience in securities law and the securities industry, our Louisiana financial advisor misconduct attorneys have the skills, knowledge, and savvy to help you.

Are You The Victim of Stockbroker Negligence?

Our Trusted Financial Advisor Negligence Attorneys May Be Able To Help

When many people think of investor losses caused by broker misconduct they often assume that intentional wrongdoing was involved. However, that is not always the case. Unsuitable investment recommendations, misrepresentations and omissions, and overconcentration in a customer’s account (along with a failure to diversify investments) may also be a result of broker negligence. Either way, whether you suffered losses due to stockbroker fraud or negligence, you may be able to sue your brokerage firm and their registered representative for damages. But first, you need to find out whether you have grounds for a securities claim.

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