How Our Skilled UBS Structured Product Loss Attorneys Can Help Investors Brokerage Firm Negligence?: UBS Financial May Have Unsuitably Recommended Complex Risky Investments Over the years, Shepherd Smith Edwards and Kantas (investorlawyers.com) have represented clients against UBS Financial in pursuing damages caused by broker fraud and negligence. This has included the…
What To Know When Filing a FINRA Complaint Against Your Broker The Difference Between A FINRA Lawsuit and a FINRA Complaint If you suspect that your financial advisor engaged in broker misconduct or negligence, then you may be considering filing a complaint with the Financial Industry Regulatory Authority Organization…
California FINRA Attorneys With Our Securities Law Office in San Diego, Shepherd Smith Edwards and Kantas Represents California Investors Who Have Been The Victims of Broker Fraud or Negligence If you have suffered investor losses caused by the wrongful or negligent actions of your brokerage firm and/or their registered representative,…
Recoup Your GPB Investor Losses in Securities Arbitration If you are an investor who suffered losses in GPB Capital Holdings, you may be able to sue your broker-dealer for unsuitably recommending these private placements that allegedly were part of a more than $1.7B Ponzi scam. Unfortunately, over 17,000 investors, including…
The FINRA Arbitration Process You’ve spoken with an experienced FINRA arbitration law firm that has determined your investor losses are due in part because of broker misconduct or negligence. You’ve decided to retain the services of skilled securities arbitration lawyers to help you sue your broker-dealer and maybe even their…
Secured Income Group Investors May Be Victims of Alleged $100M Investment Fraud If you are someone who invested in Secured Income Group, you may be reeling from the news that in September 2022, the US Securities and Exchange Commission (SEC) filed civil charges accusing the real estate investment company, its…
Former San Francisco Financial Advisor Is Barred Following Over $100 Million in Investor Claims Filed Against JP Morgan Nearly a year after FINRA Lawyers, Shepherd Smith Edwards and Kantas (investorlawyers.com) won a $4 million Financial Industry Regulatory Authority (FINRA) arbitration claim against JP Morgan Securities, the former star broker involved,…
Why Privately Traded REITS Are Too Risky For Most Retirees Not all investments are suitable for everyone, which is why your broker-dealer has a duty to only recommend and sell financial products that are the right fit for you given your age, risk tolerance level, financial goals, and investing experience.…
Seasoned Northstar (Bermuda) Investment Loss Lawyers Representing Latin American Investors Six-Figure Brokerage Firm Arbitration Claim Filed Against Truist Investment Services Two years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, the number of Latin American investors who are seeking to pursue damages from their broker-dealers for unsuitably recommending annuity-like…
Shopoff Land Fund Investors May Be Able to File FINRA Lawsuits Against Brokerage Firms Broker Negligence?: Private Placement Funds Allegedly Unsuitably Recommended to Customers Private real estate investment companies can be a risky proposition for investors. They are not a good fit for everyone, including many retail customers and retirees…