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Articles Posted in FINRA

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FINRA Arbitrator Lawyers

GWG L Bonds Unsuitable For “Perhaps Anyone” Declares FINRA Arbitrator. Investor Awarded Almost $100K Against Greenberg Financial Group The FINRA arbitrator who ordered brokerage firm Greenberg Financial Group and its longtime financial advisor David Michael Sherwood to pay $102K (including damages, fees, and interest) to a claimant called GWG L Bonds…

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Annuity Loss Attorneys

I’m A CB Life Annuity Investor. Can I Sue My Citizens Securities Broker For My Losses? Brokerage Firm Allegedly Sold Colorado Bankers Life Insurance Annuities To Retirees and Seniors If you are one of the tens of thousands of investors whose funds have been frozen in a CB Life annuity…

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Illinois FINRA Attorneys

From Our Chicago Securities Law Offices, our Illinois FINRA Attorneys Represent Investors Against Broker-Dealers For more than 30 years, Shepherd Smith Edwards, and Kantas (investorlawyers.com) have been fighting for investors throughout Illinois in helping them to pursue the damages they are owed from the brokerage firms that caused their investment…

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New York FINRA Attorneys

New York FINRA Attorneys Representing Investors Against The Largest Broker-Dealers on Wall Street Shepherd Smith Edwards and Kantas (investorlawyers.com) represent New York investors and others against broker-dealers all over the state, including the biggest Wall Street firms. In addition to our Buffalo securities law office, we have branch offices throughout the…

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Kentucky FINRA Attorneys

Kentucky FINRA Attorneys From Our Lexington Securities Law Office, We Represent Investors Against US Brokerage Firms If you are a Kentucky investor who has suffered serious portfolio losses that you suspect may have been due to the wrongful or negligent actions of your financial advisor, it is important that you speak…

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Western Colorado FINRA Attorneys

Shepherd Smith Edwards and Kantas Represents Investors Against Brokerage Firms With our securities law office located in Ridgway, our trusted FINRA lawyers represent investors throughout the Western Colorado Slope, including Telluride, Steamboat Springs, Grand Junction, Cortez, Gunnison, and Moffat in recouping damages from their brokerage firms and financial advisors. Unfortunately,…

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Oregon FINRA Attorneys

Shepherd Smith Edwards and Kantas Represent Investors in Recouping Their Broker Fraud Losses  Suffering serious investment losses is never easy, especially when this could have been avoided were it not for the negligent or wrongful actions of your financial advisor. At Shepherd Smith Edwards and Kantas (investorlawyers.com) we represent Oregon…

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Houston FINRA Attorneys

Headquartered in Houston, Shepherd Smith Edwards and Kantas Represents Texas Investors and Others in Suing Brokerage Firms Since 1990, our Houston FINRA lawyers have represented investors throughout Texas who have suffered investment losses caused by financial advisor misconduct, fraud, or negligence. Led by Shepherd Smith Edwards and Kantas Senior Partners…

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Broker Fraud Lawsuit

Can You Sue Your Broker Over Your Investor Losses? Filing A FINRA Lawsuit With the Help of Skilled Broker Fraud Lawsuit Attorneys If you suffered investment losses that you believe were caused by the wrongful or negligent actions of your financial advisor, you may be able to pursue damages from…

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Dallas FINRA Attorneys

Shepherd Smith Edward and Kantas Has Been Fighting For Texas Investors For Over 30 Years Since 1990, our Dallas FINRA lawyers have been representing investors pursuing damages caused by broker fraud or negligence. With our unparalleled experience in securities litigation, Shepherd Smith Edwards and Kantas (investorlawyers.com) has helped thousands of…

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