Dallas FINRA Attorneys

Shepherd Smith Edward and Kantas Has Been Fighting For Texas Investors For Over 30 Years

Since 1990, our Dallas FINRA lawyers have been representing investors pursuing damages caused by broker fraud or negligence. With our unparalleled experience in securities litigation, Shepherd Smith Edwards and Kantas (investorlawyers.com) has helped thousands of Texas investors, as well as investors throughout the United States, in obtaining financial recovery from their brokerage firms through arbitration, mediation, and litigation.

For many of our clients, this has meant filing a FINRA lawsuit against their broker-dealer, and possibly, their financial advisor. Financial Industry Regulatory Authority (FINRA) arbitration is the forum where your legal case will likely be heard. The reason why you are limited from going to court is you more than likely signed a pre-arbitration clause in your contract with the brokerage firm in which you agreed to arbitrate any dispute you had with them.

It is important to note that submitting a FINRA complaint, which alerts the self-regulatory organization (SRO) to the alleged broker misconduct or fraud, is not the same as filing a FINRA lawsuit. With the latter, you are seeking to recover damages for the harm that you may have suffered because of the wrongful or negligent actions of your financial advisor. Visit FINRA Arbitration FAQs for more information.

How Can Our Savvy Dallas FINRA Attorneys Help?

Going before a FINRA arbitration panel is different from going to court. You will want a seasoned FINRA law firm by your side, which is exactly what you get when you retain us. Our trusted team of Texas securities attorneys, paralegals, legal assistants, and consultants have over a century’s worth of combined knowledge and experience working in securities law and the securities industry. Should we agree to work together, you will have all of us fighting for you while protecting your legal rights.

Over the years, we have secured settlements and won awards in FINRA arbitration for many of our clients, including retail investors, retirees, accredited investors, institutional investors, and high-net-worth individual investors. We have FINRA lawyers working all over the US representing clients like you.

At Shepherd Smith Edwards and Kantas we take the time to get to know you and the circumstances surrounding your investor losses. By the time we’ve gathered the necessary evidence and documents to prove you were the victim of broker negligence, prepared your statement of claim, and presented your case before the panel, they will know who you are and how your financial losses have impacted your life.

Is It Worth It To Hire Our Knowledgeable FINRA Law Firm?

Trying to resolve your broker negligence dispute directly with your broker-dealer and without legal representation could actually work against you. Most brokerage firms will not willingly admit to liability and it is not unusual for them to engage in delay tactics while ultimately refusing to settle. That is much more difficult to do when you have reputable securities lawyers who have your back.

Also, consider that most FINRA awards cannot be contested. This means that if you end up with an unfavorable award you are likely stuck with it. This is all the more reason why you need skilled Texas FINRA arbitration attorneys helping you from the start.

Brokerage firms throughout the US know who we are and because of the awards, settlements, and damages we’ve secured for investors over the years, they know to take us seriously when they find us on the opposite side of the room during an arbitration hearing. More than 90% of investors we have worked with have obtained full or financial recovery with our help.

From our Dallas FINRA Attorneys in Dallas and Houston, we represent Texas investors and others against brokerage firms all over the US.

 How Can You Reach Our Dallas FINRA Attorneys?

Contact the Dallas FINRA Attorneys at Shepherd Smith Edwards and Kantas online or call (214) 613-5306 or, at (800) 259-9010

900 Jackson St #440-A
Dallas, TX 75202