New York FINRA Attorneys

New York FINRA Attorneys Representing Investors Against The Largest Broker-Dealers on Wall Street

Shepherd Smith Edwards and Kantas ( represent New York investors and others against broker-dealers all over the state, including the biggest Wall Street firms. In addition to our Buffalo securities law office, we have branch offices throughout the United States.

If you live in the Empire States and would like to explore your legal options, contact our seasoned Buffalo FINRA attorneys today to request your free, no-obligation case consultation.

Why Do You Need To Work With an Established Buffalo FINRA Law Firm If You Suffered Investor Losses?

These days, when investors have a dispute with their broker-dealers over investment losses they are required to bring their securities to claim to Financial Industry Regulatory Authority (FINRA) arbitration. This is made mandatory by the pre-dispute arbitration clause that they were asked to sign when first agreeing to work with the financial firm.

Because of this, it is important that you are represented by experienced FINRA attorneys that have fought for investors through this particular forum and have a record of securing successful outcomes. Not only have Shepherd Smith Edwards and Kantas won up to seven-figure awards in arbitration for our clients, but we’ve also helped investors obtain damages through litigation and mediation. More than 90% of the investors we have represented have received full or partial financial recovery.

If you are considering trying to pursue your investment loss claim without skilled securities lawyers helping you, please reconsider. This would be like performing an appendectomy on yourself.

Even if you think your broker-dealer is on your side, once you start making allegations of broker misconduct or negligence, that stops being the case and you become the opposition. Also, consider that they have their own attorneys protecting their interests. All the more reason why you should have your own securities law team advocating for you.

How Does The Arbitration Process Work?

Like going to court, both parties involved will submit pleadings with their claims or defenses. Both sides are entitled to discovery to better gather evidence to make their case. A hearing will then take place where evidence is presented and witnesses are examined and cross-examined.

Unlike courts, arbitrators and not a jury will rule on your case. Even more importantly, unlike court, in Financial Industry Regulatory Authority arbitration you will have virtually no opportunity to appeal if the decision is not in your favor. These are even more reasons why you want savvy FINRA attorneys representing you.

Visit FINRA arbitration FAQs for more information.

What Can You Expect From Our Trusted New York FINRA Attorneys?

  • Investment loss recovery lawyers are exclusively focused on fighting for investors. (We don’t represent any other kinds of clients.) This includes retail investors, wealthy investors, older investors, retirees, institutional investors, and others. Because some of us used to work as financial advisors, we know the darker side of the brokerage industry quite well. It is why we left and is now committed to representing clients like you.
  • A FINRA securities arbitration team with over a combined century’s worth of experience in securities law and the securities industry. We have fought for investors against the largest broker-dealers in the US. Over the years, we have collectively recovered many millions of dollars for thousands of clients.
  • A team approach. One of the things that separate us from other securities fraud law firms is that we are not a one-man shop where the staff is overworked. We have a number of FINRA lawyers and a lot of support staff, all of whom will be working on your investor loss lawsuit while providing you with customized personal attention.

We work on a contingency basis. This means that if we do work together, you will only pay us legal fees if/upon recovery of damages and that money will never come out of your own pocket.

How Can You Reach Our Buffalo New York FINRA Attorneys? 

In Kings County, New York County, Queens County, Suffolk County, Erie County, and throughout the state of New York, call (716) 261-3529 or (800) 259-9010. You can also contact us online.

Sheridan Meadows Corporate Park South
6225 Sheridan Dr #308-B
Buffalo, NY 14221

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