Structured Product Loss Attorneys Tag Archives

Structured Product Loss Attorneys

Published on: February 1, 2024 | by Shepherd Smith Edwards & Kantas, LLP

INVESTOR ALERT: Clients of Stifel Nicolaus Financial Advisor Chuck Roberts File $38,100,000 In Broker Fraud Lawsuits.

SSEK Structured Product Loss Attorneys Represents Structured Product Investors in Pursuing Damages

More than one year, after our investment loss recovery lawyers began investigating claims of losses by customers of Stifel, Nicolaus stockbroker Chuck A. Roberts, the number of FINRA arbitration claims filed by those seeking damages, has skyrocketed. According to Roberts’ CRD, there are at least 16 pending investor loss cases involving this financial advisor and the money being sought is now collectively over $38,000,000. There are 21 disclosures in total on his record. Meantime, Roberts remains a registered representative with Stifel where he has worked as a broker and/or investment adviser for the last seven years. Reports indicate that he is based out of New York City and/or Miami Beach, Florida.

Structured Product Loss Attorneys

Published on: August 8, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Structured Product Loss Attorneys Investigates Stifel Nicolaus Broker Chuck Roberts Over Structured Note Sales

Customers of Miami Beach Financial Advisor File $23.5M in Investor Loss Lawsuits

Our seasoned broker fraud attorneys are looking into claims of losses by investors who purchased structured notes while working with Stifel, Nicolaus & Co. financial advisor Chuck Roberts. Already, he has been named in multiple investor claims seeking $23.5M in damages, with a number of the claimants suing for $5M in damages. The allegations made against the veteran broker include breach of fiduciary duty, fraud, negligence, breach of contract, misrepresentations, selling away, and more.

Structured Product Loss Attorneys

Published on: January 25, 2023 | by Shepherd Smith Edwards & Kantas, LLP

How Our Skilled UBS Structured Product Loss Attorneys Can Help Investors

Brokerage Firm Negligence?: UBS Financial May Have Unsuitably Recommended Complex Risky Investments

Over the years, Shepherd Smith Edwards and Kantas (investorlawyers.com) have represented clients against UBS Financial in pursuing damages caused by broker fraud and negligence. This has included the brokerage firm allegedly unsuitably recommending investments that are too high-risk for customers or misrepresenting said risks and other key information about certain financial products and investing strategies.