Newest Northstar (Bermuda) Liquidation Report Is Another Sign That Investors Need To Explore Other Legal Options Shepherd Smith Edwards and Kantas Represents Northstar Financial Services (Bermuda) Claimants Against US Brokerage Firms In December 2025, the Joint Provisional Liquidators (JPLs) issued its Fourth Progress Report regarding its liquidation efforts with Northstar Financial…
This Investor Sustained Losses in Buckingham DST and Shopoff REIT The Shepherd Smith Edwards and Kantas Alternative Investment Loss Law Firm (investorlawyers.com) has filed an investment loss recovery claim against Emerson Equity on behalf of an investor who we believe was unsuitably recommended too risky products, including Shopoff REIT and Buckhingham DST.…
Easterly ROCMuni Fund Investor in Paducah, KY, Who Worked With Stifel Broker Adam Chustz, Sues Stifel, Nicolaus & Co. For Up To $5,000,000 Shepherd Smith Edwards and Kantas Is Representing This Claimant and Many Other Easterly Fund Investors Our seasoned securities law firm is representing another former customer of Stifel,…
Have You Ever Been A Customer of Former Merrill Lynch Broker Greg Whelan? If You Suffered Portfolio Losses During That Time, Contact Our Stockbroker Negligence Law Firm The Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (investorlawyers.com) is investigating claims of portfolio losses by current or former customers of Fort…
Suing Broker-Dealers Who Breached Their Fiduciary Duty To Texas Investors Brokerage firms have a duty to properly oversee their registered representatives and their activities in customer accounts. When a failure to supervise allows or neglects to prevent broker fraud from happening, an investor who suffers losses as a result may be able…
Representing Northstar (Bermuda) Investors From Latin America, Central American, and South America. Our Annuity Fraud Lawyers Work With International Investors In Pursuing Damages From US-Based Brokerage Firms Shepherd Smith Edwards and Kantas Annuity Fraud Lawyers (investorlawyer.com) continue to represent investors whose US broker unsuitably marketed and sold them annuities in the now-bankrupt…
UBS Financial Services Ordered To Pay $92.2M in Damages To Investors Over Short Sale of Tesla Shares. High-Yield Trading Strategy Was Unsuitable Recommendation By UBS Broker Andrew Burish, Says FINRA Arbitration Panel A Financial Industry Regulatory Authority (FINRA) arbitration panel has ordered UBS Financial Services (UBS) To Pay $92.2M in damages to investors…
Did You Suffer Investment Losses While Working With UBS Broker Thomas Jenkins? Our Houston Broker Negligence Law Firm is Here To Help Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating claims of losses involving UBS Financial Services broker Thomas Jenkins. The Houston, TX financial advisor was recently accused of negligence and breach…
Retail Investors Were Defrauded by Fired Western International Securities Broker Christopher Booth Kennedy, Alleges SEC . Former Financial Advisor Agrees to Pay Over $2.1M To Settle Regulator’s Fraud Lawsuit If you are an investor who suffered losses while working with ex-Western International Securities stockbroker Christopher Booth Kennedy, contact Shepherd Smith Edwards…
Retiree Widow Files Six-Figure GWG L Bond Loss Recovery Lawsuit Against Ni Advisors. California Financial Advisor Sui-Hock Goy Is Accused of Negligence And other Misconduct Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) are representing another claimant who is suing brokerage firm Ni Advisors over their GWG L Bond losses. This…