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Investor Lawyers Blog

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What Is The Failure To Supervise By Your Broker-Dealer?

Mississippi Failure To Supervise Attorneys From Our Gulfport, MS Securities Law Office, We Represent Investors Against US Broker-Dealers Shepherd Smith Edwards and Kantas (investorlawyers.com) cannot tell you how many times Mississippi investors have come to us with portfolio losses that could have been avoided if only their brokerage firm had properly…

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Inspired Healthcare Capital Lawsuit

Inspired Healthcare Capital Investors Sue LightPath Capital & Broker Paul Getty For Up To $1,000,000 Our Private Placement Loss Attorneys Are Representing This California Couple In FINRA Arbitration Two retirees have filed an investment loss recovery claim over losses they sustained in Inspired Healthcare Capital (IHC) against LightPath Capital and its…

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Why You May Have Grounds for Suing The Broker Over Your Bluerock Investment

Attention Bluerock Total Income + Real Estate Fund Investors Who Have Suffered Losses  Shepherd Edwards and Kantas Can Help You Explore Your Legal Options If you are a Bluerock Total Income+ Real Estate Fund investor and this non-traded, closed-end interval fund was sold to you by a broker, Shepherd Smith Edwards and Kantas (investorlawyers.com) wants…

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Shepherd Smith Edwards Continues To Investigate Broker James Walesa

Shepherd Smith Edwards Continues To Investigate Broker James Walesa As Investors Pursue Tens of Millions of Dollars in Damages   More Than 100 Investors May Have Been Impacted By Allegedly Unsuitable Recommendations  If you are an investor who suffered serious losses while working with former financial advisor James Thaddeus Walesa, Shepherd Smith…

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Shepherd Smith Edwards and Kantas Is Representing These Claimants in FINRA Arbitration

Illinois Couple Files Six-Figure Easterly ROCMuni High Income Fund Lawsuit Against Stifel Shepherd Smith Edwards and Kantas Is Representing These Claimants in FINRA Arbitration A semi-retired couple in their sixties is suing Stifel, Nicolaus & Co. for up to $500,000 over investment losses they sustained in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX,…

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Elderly New York Investor Files Six-Figure Easterly ROCMuni Fund Lawsuit Against Osaic Wealth

Our Broker Fraud Law Firm Is Representing This Claimant In FINRA Arbitration A Brooklyn widow in her eighties is suing Osaic Wealth for up to $500,000 in damages for losses she suffered in the Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX). Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this New…

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ATTENTION: Easterly ROCMuni High Income Fund Investors Who Have Sustained Serious Losses

Shepherd Smith Edwards and Kantas Easterly ROCMuni Fund Fraud Lawyers Are Representing Claimants Against US Broker-Dealers If you are an investor who suffered serious losses in the  Easterly ROCMuni High Income Fund (RMJAX, RMHIX, and RMVHX), Shepherd Smith Edwards and Kantas (investorlawyers.com) wants to talk to you. Already, we are representing a number…

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Texas Couple Files $5,000,000 Structured Product Lawsuit Against Merrill Lynch

Our Houston Securities Law Firm Is Representing These Investors In FINRA Arbitration Due to what we believe was a blatant commission grab by Merrill Lynch, Pierce, Fenner & Smith and its broker Philip Wayne Jones, two Texas investors have suffered extreme portfolio losses involving complex structured notes and the purported churning of mutual…

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Our SF Bay Area Broker Fraud Attorneys Help Investors Pursue Claims Against Broker-Dealers

Our San Francisco Overconcentration Law Firm Helps Investors Pursue Claims Against Broker-Dealers  If you are a California investor whose portfolio has too many of one investment or the same kinds of investments, you may have an overconcentrated account that could make you vulnerable to suffering serious losses. At Shepherd Smith…

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SSEK Represents Delaware Statutory Trust (DST) Investors In Recouping Their Portfolio Losses

Shepherd Smith Edwards and Kantas Delaware Statutory Trust Fraud Attorneys Represent Delaware Statutory Trust (DST) Investors In Recouping Their Portfolio Losses From Brokerage Firms  Contact Us Today To Schedule Your Free Case Consultation  If you are an investor who has suffered losses in a Delaware Statutory Trust (DST), Shepherd Smith…

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