Articles Posted in Alternative Investment Loss Attorneys

Shepherd Smith Edwards and Kantas Is Representing This Claimant in Her Six-Figure FINRA Lawsuit

A retiree from Katy, TX, is suing Great Point Capital and former broker Rene Castro for up to $500,000 following allegedly unsuitable recommendations in risky alternative investments like Versity DST and Empire Village REIT. The FINRA arbitration claim contends that the firm failed to supervise Castro and ignored the investor’s need for capital preservation by overconcentrating her savings in high-commission, illiquid products.

A Katy, TX investor is suing Great Point Capital and its now former broker, Rene Javier Castro, for up to $500,000 over what she is alleging are unsuitable investment recommendations in alternative investments. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing this retiree. We are working hard to recoup her losses.

A Colorado retiree and his sister are suing Emerson Equity and advisor George Wallace Smith for up to $3,000,000, alleging they were misled into high-risk, illiquid real estate investments that were unsuitable for their financial needs. Represented by Shepherd Smith Edwards and Kantas, the siblings’ FINRA lawsuit claims the firm prioritized high commissions over its fiduciary duties by overconcentrating their accounts in now-troubled financial products.

Shepherd Smith Edwards and Kantas Is Representing These Investors In Their FINRA lawsuit.

Two Claimants, a Colorado retiree and his sister, are suing Emerson Equity, financial advisor George Wallace Smith, and the brokerage firm’s control person Dominic Julio Baldini over losses they suffered in  Inspired Healthcare Capital Income Fund 5 (IHC Fund 5) and other alternative investments: CPA Cue Luxury Apartments DST, Vinebrook Homes Trust, and Madison Capital Group’s Go Store It Charleston II, DST. All of these are real estate investments that are totally illiquid, opaque, and unsuitable for these investors. Now, the siblings are pursuing up to $3,000,000 in damages.

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