GK 7% Bond Investment Losses Did Your Broker Unsuitably Recommend These Unsecured GK Investment Holdings Bond? Three years after GK 7% bondholders were asked to trade in their older bonds for newer ones, Shepherd Smith Edwards and Kantas Broker Negligence Attorney team (investorlawyers.com) is investigating claims of unsuitability and misrepresentations and omissions against broker-dealers.…
Claimant Files Six-Figure Breach of Contract Lawsuit Against Merrill Lynch. Our Beneficiary Broker Fraud Lawyers Filed This Recovery Claim in FINRA Arbitration Shepherd Smith Edwards and Kantas Beneficiary Broker Fraud Lawyers (investorlawyers.com) are representing a claimant who is pursuing up to $500K in damages from Merrill Lynch, Pierce, Fenner & Smith.…
Does Your Financial Advisor Know Exactly What He Or She Is Selling? How Due Diligence Failures and Negligence Can Lead To Investor Losses. Our Broker Misconduct Attorney Can Help! Often, people will hire a financial advisor because they want expert help making investments, managing their portfolios, keeping their assets safe, saving…
Barred Morgan Stanley Broker Jesus Rodriguez Gets 12-Year Sentence For Investment Broker Fraud Jesus “Chuy” Rodriguez de la Cruz (“Rodriguez”), an ex-Morgan Stanley stockbroker in Texas, was sentenced to 12 years in prison for defrauding investors in a multimillion-dollar investment fraud. His CRD on BrokerCheck lists him as Jesus Rodriguez. Rodriguez was barred by…
Shepherd Smith Edwards and Kantas Business Development Company Loss Recovery Attorneys Investigates Blue Owl Capital BDC Losses Our Business Development Company Loss Attorneys Are Looking Into Allegations Of Broker Negligence If you sustained losses in either Blue Owl Capital Corp (OBDC) or Blue Owl Capital Corp III (OBDE), Shepherd Smith Edwards…
Are You An Investor Who Is The Victim of Broker Negligence? Our Skilled Stockbroker Misconduct Attorneys Work With Investors In Pursuing Damages Shepherd Smith Edwards and Kantas (investorlawyers.com) represent those who have suffered losses because their broker was negligent and did not uphold the professional standards they were required to fulfill.…
Can You Hold Your Broker-Dealer Liable For Losses Caused By A Predecessor Brokerage Firm? Working With A Skilled Broker Negligence Lawyer Could Maximize Your Chances for Financial Recovery If you are an investor who suffered losses because of financial advisor negligence, Shepherd Smith Edwards and Kantas Broker Negligence Lawyer (investorlawyers.com) can…
When Broker Negligence Leads to Your Investment Losses. Contact Our Stockbroker Negligence Law Firm Today Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (investorlawyers.com) represents clients who suffered losses because of negligence by their broker. This is one of the most common legal grounds noted in investment loss recovery claims and…
Did You Suffer Investment Losses While Working With Ex-Western International Securities Broker Tony Liddle? Former Customers of Barred Wisconsin Financial Advisor Seeking Over $3M in Damages Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who sustained losses while working with ex-Landolt Securities financial advisor Anthony Baker Liddle (Tony…
Are You An Investor Who Suffered Losses After A Fidelity Broker Made Unsuitable Investment Recommendations? Whistleblower Claims That Brokerage Firm Fired Him For Disclosing Best Interest Violations Against Customers SSEK broker misconduct Attorneys are continuing to investigate claims of losses by investors who worked with Fidelity Investments financial advisors. Earlier this…