The Shepherd Smith Edwards and Kantas Broker Fraud Law Firm Continues To Investigate Investor Losses Involving Ex-Hilltop Securities Broker Rajesh Markan. SEC Bars Ex-Texas Financial Advisor Who Pleaded Guilty Over Pony Private Equity Investments If you are an investor who suffered losses while working with now convicted former Dallas financial…
Massachusetts Investor Files Stock Loss Claim Against B Riley Wealth Management (FKA National Securities Corp. ) Claimant Is Suing For Up to $1M in Damages Involving Intelsat Stock (INTEQ) And Alleges Pump and Dump, Overconcentration By the Broker In the FINRA lawsuit that the Shepherd Smith Edwards and Kantas Broker Misconduct Law…
69 Investor Lawsuits Filed By Former Customers of Ex-BOK Financial Securities Broker Gihan Fernando. Our Broker Fraud Attorneys Continue To Investigate Further Loss Claims Shepherd Smith Edwards and Kantas Broker Fraud Attorneys (investorlawyers.com) is offering free, no-obligation case consultations to customers who have suffered serious portfolio losses while working with…
iCapital VRF Investors in Texas May Be Adversely Impacted After MSRP Recovery/LifeWallet Losses. Our Houston Broker Negligence Attorneys Are Investigating Rockefeller Financial, Ex-Broker Samuel Frankfort, and Others That May Have Sold This Investment Shepherd Smith Edwards and Kantas Broker Negligence Attorneys (investorlawyers.com) is investigating claims of losses involving iCapital VRF that may…
GK 7% Bond Investment Losses Did Your Broker Unsuitably Recommend These Unsecured GK Investment Holdings Bond? Three years after GK 7% bondholders were asked to trade in their older bonds for newer ones, Shepherd Smith Edwards and Kantas Broker Negligence Attorney team (investorlawyers.com) is investigating claims of unsuitability and misrepresentations and omissions against broker-dealers.…
Claimant Files Six-Figure Breach of Contract Lawsuit Against Merrill Lynch. Our Beneficiary Broker Fraud Lawyers Filed This Recovery Claim in FINRA Arbitration Shepherd Smith Edwards and Kantas Beneficiary Broker Fraud Lawyers (investorlawyers.com) are representing a claimant who is pursuing up to $500K in damages from Merrill Lynch, Pierce, Fenner & Smith.…
Does Your Financial Advisor Know Exactly What He Or She Is Selling? How Due Diligence Failures and Negligence Can Lead To Investor Losses. Our Broker Misconduct Attorney Can Help! Often, people will hire a financial advisor because they want expert help making investments, managing their portfolios, keeping their assets safe, saving…
Barred Morgan Stanley Broker Jesus Rodriguez Gets 12-Year Sentence For Investment Broker Fraud Jesus “Chuy” Rodriguez de la Cruz (“Rodriguez”), an ex-Morgan Stanley stockbroker in Texas, was sentenced to 12 years in prison for defrauding investors in a multimillion-dollar investment fraud. His CRD on BrokerCheck lists him as Jesus Rodriguez. Rodriguez was barred by…
Shepherd Smith Edwards and Kantas Business Development Company Loss Recovery Attorneys Investigates Blue Owl Capital BDC Losses Our Business Development Company Loss Attorneys Are Looking Into Allegations Of Broker Negligence If you sustained losses in either Blue Owl Capital Corp (OBDC) or Blue Owl Capital Corp III (OBDE), Shepherd Smith Edwards…
Are You An Investor Who Is The Victim of Broker Negligence? Our Skilled Stockbroker Misconduct Attorneys Work With Investors In Pursuing Damages Shepherd Smith Edwards and Kantas (investorlawyers.com) represent those who have suffered losses because their broker was negligent and did not uphold the professional standards they were required to fulfill.…