Articles Tagged with Broker-dealer Negligence Lawyers

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When Brokers Allegedly Unsuitably Recommend Non-Traded REITs To Investors

Our Broker-Dealer Negligence Lawyers Are Investigating Potential Pacific Oak Strategy Opportunity REIT Losses

Placing your trust in a broker to properly handle your funds is a big decision. You are relying on a financial professional to take care of your money and invest your assets wisely. Unfortunately, there are stockbrokers that will unsuitably recommend investments that are too risky for a client and when this happens serious investment losses can result.

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Are You an Investor Who Suffered losses in Aegis Capital-Underwritten YayYo IPO?

Broker-Dealer Faces Investor Fraud, Negligence, and Misrepresentation Allegations 

If you are an investor who took part in an initial public offering (SPO) sold by Aegis Capital Corp. and you suffered investment losses, you may want to consider exploring your legal options. Stock IPOs are often marketed by brokerage firms as significant opportunities for investors, but that doesn’t always prove to be the case.

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