Did You Suffer Alternative Investment Losses While Working With Arete Broker Jason Lamb? Our Unsuitability Attorneys At Shepherd Smith Edwards and Kantas Want To Talk To You Shepherd Smith Edwards and Kantas Unsuitability Attorneys (investorlawyers.com) is looking into claims of losses by customers of Arete Wealth Management financial Advisor Jason Price…
New York Unsuitability Lawyers are Representing NY Investors Against Broker-Dealers and Investment Advisers For More Than 30 Years For over 30 years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has been working hard to help New York investors recoup their portfolio losses caused by the inappropriate recommendations of their financial advisor. Unsuitability…
Does Your Financial Advisor Know Exactly What He Or She Is Selling? How Due Diligence Failures and Negligence Can Lead To Investor Losses. Our Broker Misconduct Attorney Can Help! Often, people will hire a financial advisor because they want expert help making investments, managing their portfolios, keeping their assets safe, saving…
Did Your Oppenheimer Broker Sell You on Its Portfolio Enhancement Program? Broker-Dealer Encouraged Customers To Borrow On Margin For more than a year, Shepherd Smith Edwards and Kantas Oppenheimer PEP Loss Attorneys (investorlawyers.com) have been investigating claims of losses by investors whose Oppenheimer broker sold them on the firm’s Portfolio…
Northstar (Bermuda) Investors Can Still Explore Their Legal Options. Our Annuity Fraud Lawyers Continue To File Claims Against Brokerage Firms Shepherd Smith Edwards and Kantas Annuity Fraud Lawyers (investorlawyers.com) represents dozens of investors, mostly foreign nationals, in their FINRA lawsuits against the US broker-dealers that marketed and sold Northstar Financial Services…
Moloney Securities Under Scrutiny By State Regulators. Our GWG Bond loss attorneys Are Representing Investors Against This Firm Last month, Moloney Securities Co. reported in its report with the US Securities and Exchange Commission (SEC) that it is facing inquiries by different state regulators. This disclosure comes just six months after…
Did You Suffer Investment Losses While Working With Former LPL Broker Derek Copeland? Our Broker Fraud Loss Attorneys Are Looking Into Allegations of Selling Way Involving $11M in Outside Investments Shepherd Smith Edwards and Kantas Broker Fraud Loss Attorneys (investorlawyers.com) are looking into claims of investor losses involving barred LPL Financial stockbroker…
San Francisco Failure To Supervise Law Firm is Representing SF Bay Area Investors In Their FINRA Lawsuits Against Brokerage Firms Throughout the San Francisco Peninsula, and surrounding areas, Shepherd Smith Edwards and Kantas San Francisco Failure To Supervise Law Firm (investorlawyers.com) works with investors in recouping their portfolio losses that were…
For GK 7% Bond Investors Who Sustained Serious Losses, The Time To Act Is Now. Our Broker Fraud Law Firm Can Help You Assess Whether You Have Grounds For A Claim If you are a GK 7% Bond investor, there is still time to explore your legal options and find out whether…
Barred Morgan Stanley Broker Jesus Rodriguez Gets 12-Year Sentence For Investment Broker Fraud Jesus “Chuy” Rodriguez de la Cruz (“Rodriguez”), an ex-Morgan Stanley stockbroker in Texas, was sentenced to 12 years in prison for defrauding investors in a multimillion-dollar investment fraud. His CRD on BrokerCheck lists him as Jesus Rodriguez. Rodriguez was barred by…