How Our Skilled UBS Structured Product Loss Attorneys Can Help Investors Brokerage Firm Negligence?: UBS Financial May Have Unsuitably Recommended Complex Risky Investments Over the years, Shepherd Smith Edwards and Kantas (investorlawyers.com) have represented clients against UBS Financial in pursuing damages caused by broker fraud and negligence. This has included the…
What To Know When Filing a FINRA Complaint Against Your Broker The Difference Between A FINRA Lawsuit and a FINRA Complaint If you suspect that your financial advisor engaged in broker misconduct or negligence, then you may be considering filing a complaint with the Financial Industry Regulatory Authority Organization…
Why Investors With Colorado Bankers Life Insurance Annuity Losses Should Contact Our Experienced Securities Lawyers Shepherd Smith Edwards and Kantas Has Already Filed Dozens of Annuity Loss Lawsuits Related to Greg Lindberg-Owned Entities If you are an investor who purchased annuities issued by Colorado Bankers Life Insurance Company or Bankers…
California FINRA Attorneys With Our Securities Law Office in San Diego, Shepherd Smith Edwards and Kantas Represents California Investors Who Have Been The Victims of Broker Fraud or Negligence If you have suffered investor losses caused by the wrongful or negligent actions of your brokerage firm and/or their registered representative,…
Shepherd Smith Edwards and Kantas Opens Securities Fraud Law Firm Branch in Lexington, KY Representing Kentucky Investors Against Brokerage Firms Throughout the United States Our seasoned securities litigation attorneys at Shepherd Smith Edwards and Kantas (investorlawyers.com) are pleased to announce that we now have a law office in Lexington. While…
Our Skilled ETF Fund Investor Loss Attorneys Continue to Investigate Brokers Over Alerian MLP And Others Morningstar Lists 15 Funds as “Wealth Destroyers” Shepherd Smith Edwards & Kantas, LLP Investor Loss Attorneys (investorlawyers.com) remains hard at work investigating the brokerage firms that may have unsuitably sold investments in Alerian MLP…
Recoup Your GPB Investor Losses in Securities Arbitration If you are an investor who suffered losses in GPB Capital Holdings, you may be able to sue your broker-dealer for unsuitably recommending these private placements that allegedly were part of a more than $1.7B Ponzi scam. Unfortunately, over 17,000 investors, including…
Secured Income Group Investors May Be Victims of Alleged $100M Investment Fraud If you are someone who invested in Secured Income Group, you may be reeling from the news that in September 2022, the US Securities and Exchange Commission (SEC) filed civil charges accusing the real estate investment company, its…
Former San Francisco Financial Advisor Is Barred Following Over $100 Million in Investor Claims Filed Against JP Morgan Nearly a year after FINRA Lawyers, Shepherd Smith Edwards and Kantas (investorlawyers.com) won a $4 million Financial Industry Regulatory Authority (FINRA) arbitration claim against JP Morgan Securities, the former star broker involved,…
Why Privately Traded REITS Are Too Risky For Most Retirees Not all investments are suitable for everyone, which is why your broker-dealer has a duty to only recommend and sell financial products that are the right fit for you given your age, risk tolerance level, financial goals, and investing experience.…