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Articles Posted in Misappropriation

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Broker Misappropriation Attorney

When Alleged Broker Misappropriation Leads To Investor Losses Ex-Monmouth Capital Management Financial Advisor Caz Craffy Is Accused of Defrauding Military Families Our trusted broker fraud lawyers work with investors and their families that have sustained losses due to financial advisors or negligence. This includes looking into allegations of misappropriation by…

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Ex-Landolt Securities Broker Anthony Cottone Allegedly Misappropriated $2.8M of Client Funds

Ex-Landolt Securities Broker Ran Now-Defunct Retirement Planning Institute  Anthony Matthew Cottone, an ex-Landolt Securities stockbroker, has been charged by the US Securities and Exchange Commission (SEC) with fraudulently running Secured Capital Strategies Fund. This is a private fund in which 11 investors were persuaded to invest about $2.8M. Cottone was…

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