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Articles Posted in David Lerner Associates

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David Lerner Associates Unsuitably Recommended Energy Resources 12 and Energy 11 To Disabled Widower

Family of Senior Investor Pursues Up to $500K in Damages on His Behalf The family of a Connecticut widower has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against David Lerner Associates after the older investor suffered a six-figure loss in Energy 11 and Energy Resources 12, which are…

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David Lerner Associates Broker Martin Walcoe May Have Sold Energy 11, Energy Resources 12, and SOAEX to Customers

Syosset, NY Financial Advisor is Named in $920K of Pending Customer Disputes Alleging Unsuitability Our energy, oil and gas investment fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are looking into allegations that David Lerner Associates broker, Martin Kevin Walcoe, may have unsuitably sold Energy…

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Florida Retiree Pursues Six-Figure Energy 11 Investor Fraud Claim Against David Lerner Associates

Florida Energy 11 Investor Alleges Unsuitability, Misrepresentations and Omissions A senior investor says that a David Lerner Associates broker unsuitably recommended that she invest in Energy 11, LP. This non-public limited partnership has been exclusively marketed and sold by the broker-dealer to its clients, costing many of them significant investment…

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Customer Says David Lerner Associates Broker Lawrence Merl Unsuitably Recommended Energy 11, LP

Claimant Suffered Significant Losses in Non-Traded Oil and Gas Investment  An investor recently filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against the brokerage firm, David Lerner Associates for losses he sustained in the Energy 11, LP, an oil and gas private placement that many of the firm’s brokers…

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Ex-David Lerner Associates Broker Charles Bonilla Suspended For Alleged Unsuitable Energy Investment Recommendations

Former David Lerner Associate Broker May Have Sold Spirit of America Energy Fund Among Others to Customers   The Financial Industry Regulatory Authority (FINRA) has suspended Florida-based broker, Charles Bonilla, for six months. The action comes over allegations that he unsuitably recommended two energy investments to customers while he was a…

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Investor Blames David Lerner Associates Broker Glenn Werner For Investment Losses

FINRA Arbitration Claim Seeks $250K in Damages, Possibly Involving Energy 11 LP An investor has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim naming David Lerner Associate, Glenn Howard Werner. Seeking $250K in damages, the claimant contends that misrepresentations and omissions, unsuitable investment recommendations, and a breach of fiduciary…

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NY Retiree Says David Lerner Associates Broker Mike Norton Sold Her Unsuitable Energy 11 Investment

FINRA Arbitration Claim Seeks Up to $100K in Damages for Investor’s Losses A New York widow is pursuing damages from David Lerner Associates after she suffered losses from investments she purchased at broker Michael Joseph Norton’s recommendation, including the firm’s proprietary Energy 11, LP private placement. Norton, a Syosset, NY…

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David Lerner Associates Broker Rafael Klein May Have Unsuitably Recommended Energy 11 To Investors

Pending Customer Disputes Involving David Lerner Associates Broker Rafael Klein Seek $300K in Damages Rafael Scott Klein, a David Lerner Associates broker and Spirit of America Management Corp. investment advisor, may have unsuitably sold investments in Energy 11, LP to customers. Energy 11 is a non-traded limited partnership set up…

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Spirit of America Energy Investors May Have Grounds for Unsuitability Claims Against David Lerner Associates

Proprietary, Non-Traded Oil, Gas and Energy Investments Plunged  In Value If your David Lerner Associates broker recommended and sold you any of the firm’s proprietary non-traded oil and gas investments and you sustained significant losses, you may have grounds for an investor fraud claim for damages.  The privately-held broker-dealer exclusively…

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David Lerner Associates May Have Sold Spirit of America Energy Fund, Energy Resources 12, and Energy 11 Investments to Conservative Investors and Retirees

Broker-Dealer Comes Under Scrutiny Over Energy, Gas, and Oil Investment Recommendations  If you are a retail or conservative investor, a retiree, or any other investor unwilling or unable to take on too much risk and a David Lerner Associates broker sold you oil, gas, and energy investments, our investment fraud…

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